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First Trust Smith Unconstrained Bond ETF

184 hedge funds and large institutions have $1.2B invested in First Trust Smith Unconstrained Bond ETF in 2023 Q2 according to their latest regulatory filings, with 26 funds opening new positions, 89 increasing their positions, 59 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 59

16% more funds holding in top 10

Funds holding in top 10: 1922 (+3)

13% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 23

0% more funds holding

Funds holding: 184184 (0)

2.67% less ownership

Funds ownership: 85.5%82.83% (-2.7%)

19% less capital invested

Capital invested by funds: $1.48B → $1.2B (-$274M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $321K

Holders
184
Holders Change
Holders Change %
0%
% of All Funds
2.89%
Holding in Top 10
22
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+15.79%
% of All Funds
0.35%
New
26
Increased
89
Reduced
59
Closed
23
Calls
Puts
$321K
Net Calls
-$321K
Net Calls Change
-$321K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$128M -$7.19M -295,442 -5%
Morgan Stanley
2
Morgan Stanley
New York
$92.4M -$38.9M -1,598,434 -29%
Jane Street
3
Jane Street
New York
$50.6M -$12.1M -498,611 -19%
HI
4
Harbour Investments
Wisconsin
$48.3M +$365K +15,011 +0.8%
UBS Group
5
UBS Group
Switzerland
$44.7M +$12.7M +523,106 +39%
Bank of America
6
Bank of America
North Carolina
$42.4M -$4.99M -204,899 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$36.8M +$6.45M +264,912 +21%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$35.3M +$7.9M +324,359 +29%
Osaic Holdings
9
Osaic Holdings
Arizona
$32.2M +$6.92M +284,097 +27%
LFG
10
Larson Financial Group
Missouri
$25.1M +$2.69M +110,373 +12%
CAG
11
Csenge Advisory Group
Florida
$24.4M +$8.05M +330,614 +49%
VWA
12
Visionary Wealth Advisors
Illinois
$24.3M +$2.77M +113,860 +13%
SWA
13
Stratos Wealth Advisors
Ohio
$20.7M +$416K +17,106 +2%
IWC
14
Integrated Wealth Concepts
Massachusetts
$17.5M +$17.7M +726,093 New
HighTower Advisors
15
HighTower Advisors
Illinois
$15.5M -$385K -15,813 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$14.8M +$304K +12,469 +2%
CWP
17
Cyndeo Wealth Partners
Florida
$14.6M +$476K +19,544 +3%
JWM
18
Janiczek Wealth Management
Colorado
$14.6M -$160K -6,558 -1%
B
19
Bensler
Washington
$14.4M -$152K -6,224 -1%
DWM
20
Darwin Wealth Management
Florida
$13.8M -$418K -17,173 -3%
Truist Financial
21
Truist Financial
North Carolina
$13.7M -$115K -4,720 -0.8%
EC
22
EdgeRock Capital
Colorado
$13.2M -$1.11M -45,528 -8%
PAG
23
Private Advisor Group
New Jersey
$12.2M -$3.77M -155,054 -23%
SW
24
SlateStone Wealth
Florida
$11.9M +$12M +491,362 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$11.4M -$190K -7,819 -2%

UCON Hedge Fund Activity: Q2 2023 in Review

184 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q2 2023, worth a combined $1.2B — down 19% from $1.48B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new UCON positions and 23 closed out — a net gain of 3 holders — while 89 added to existing stakes and 59 trimmed.

The largest buyer was Integrated Wealth Concepts, opening a new position worth an estimated $17.7M. The largest seller was Morgan Stanley, cutting an estimated $38.9M.

  • 184 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q2 2023, unchanged from Q1 2023.
  • Funds reported $1.2B of First Trust Smith Unconstrained Bond ETF stock for Q2 2023, down 19% quarter-over-quarter.
  • 26 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q2 2023 and 23 closed out, a net change of +3 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q2 2023 was Integrated Wealth Concepts, an estimated $17.7M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q2 2023 was Morgan Stanley, an estimated $38.9M sold.

Based on aggregated 13F filings for Q2 2023.