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First Trust Smith Unconstrained Bond ETF

287 hedge funds and large institutions have $2.96B invested in First Trust Smith Unconstrained Bond ETF in 2025 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 145 increasing their positions, 94 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 94

21% more funds holding in top 10

Funds holding in top 10: 2834 (+6)

6% more capital invested

Capital invested by funds: $2.79B → $2.96B (+$165M)

2.04% more ownership

Funds ownership: 83.53%85.57% (+2%)

5% less funds holding

Funds holding: 301287 (-14)

14% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 35

Holders
287
Holders Change
-14
Holders Change %
-4.65%
% of All Funds
3.85%
Holding in Top 10
34
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+21.43%
% of All Funds
0.46%
New
30
Increased
145
Reduced
94
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$307M +$11.2M +452,716 +4%
UBS Group
2
UBS Group
Switzerland
$226M +$8.52M +344,425 +4%
Morgan Stanley
3
Morgan Stanley
New York
$179M +$372K +15,032 +0.2%
Wells Fargo
4
Wells Fargo
California
$126M +$22.2M +896,264 +21%
Bank of America
5
Bank of America
North Carolina
$104M -$15.7M -635,673 -13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$94.5M +$15.3M +618,879 +19%
HI
7
Harbour Investments
Wisconsin
$82.5M -$15.9M -641,424 -16%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$67.9M -$2.09M -84,381 -3%
Ameriprise
9
Ameriprise
Minnesota
$62.9M -$14.1M -569,765 -18%
HighTower Advisors
10
HighTower Advisors
Illinois
$55.5M +$2.49M +100,626 +5%
WWMSC
11
Wagner Wealth Management (South Carolina)
South Carolina
$54.9M +$3.93M +158,958 +8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$50.7M +$15.2M +615,896 +43%
JP Morgan Chase
13
JP Morgan Chase
New York
$49.5M +$5.43M +219,447 +12%
Raymond James Financial
14
Raymond James Financial
Florida
$48.6M +$3.1M +125,142 +7%
Truist Financial
15
Truist Financial
North Carolina
$45.7M -$3.35M -135,376 -7%
Osaic Holdings
16
Osaic Holdings
Arizona
$39M +$1.45M +58,432 +4%
CJH
17
Christopher J. Hasenberg
Wisconsin
$32.1M +$28.4M +1,148,323 +766%
MFA
18
Morling Financial Advisors
California
$31.4M +$1.83M +74,112 +6%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$31.3M +$306K +12,351 +1%
CAG
20
Csenge Advisory Group
Florida
$29.2M +$249K +10,046 +0.9%
RCAG
21
Rehmann Capital Advisory Group
Michigan
$27.4M +$3.32M +134,269 +14%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$25.8M +$2.69M +108,901 +12%
FHC
23
First Heartland Consultants
Missouri
$23M +$8.14M +329,186 +55%
GWM
24
Geneos Wealth Management
Colorado
$23M +$16.9M +681,896 +274%
DAS
25
Dynamic Advisor Solutions
Arizona
$22.8M +$288K +11,636 +1%

UCON Hedge Fund Activity: Q1 2025 in Review

287 of the 7,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q1 2025, worth a combined $2.96B — up 5.9% from $2.79B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of UCON and 30 opened new positions — a net loss of 5 holders — while 94 trimmed existing stakes and 145 added.

The largest buyer was Christopher J. Hasenberg, adding an estimated $28.4M. The largest seller was Aptus Capital Advisors, cutting an estimated $38.4M.

  • 287 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q1 2025, down from 301 in Q4 2024.
  • Funds reported $2.96B of First Trust Smith Unconstrained Bond ETF stock for Q1 2025, up 5.9% quarter-over-quarter.
  • 30 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q1 2025 and 35 closed out, a net change of -5 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q1 2025 was Christopher J. Hasenberg, an estimated $28.4M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q1 2025 was Aptus Capital Advisors, an estimated $38.4M sold.

Based on aggregated 13F filings for Q1 2025.