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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

57 hedge funds and large institutions have $175M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+16
Holders Change %
+39.02%
% of All Funds
1.01%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
18
Increased
25
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HSA
HBK Sorce Advisory
Pennsylvania
+$4.86M
2
AWA
Arkadios Wealth Advisors
Georgia
+$3.74M
3
DWM
Darwin Wealth Management
Florida
+$3.7M
4
LPL Financial
LPL Financial
California
+$2.38M
5
CPIG
Chicago Partners Investment Group
Illinois
+$1.9M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$4.43M
2
Jane Street
Jane Street
New York
-$1.52M
3
AI
Atria Investments
North Carolina
-$1.28M
4
Stifel Financial
Stifel Financial
Missouri
-$601K
5
WA
WESPAC Advisors
California
-$305K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$46.4M +$2.38M +89,068 +5%
HighTower Advisors
2
HighTower Advisors
Illinois
$19.2M +$53.3K +1,999 +0.3%
DWM
3
Darwin Wealth Management
Florida
$18M +$3.7M +138,778 +26%
CFD
4
Creative Financial Designs
Indiana
$10.1M +$85.7K +3,212 +0.9%
NCM
5
Northwest Capital Management
Oregon
$10.1M +$678K +25,409 +7%
AI
6
Atria Investments
North Carolina
$9.12M -$1.28M -47,967 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.31M +$191K +7,145 +3%
Stifel Financial
8
Stifel Financial
Missouri
$6.8M -$601K -22,537 -8%
HSA
9
HBK Sorce Advisory
Pennsylvania
$4.86M +$4.86M +182,116 New
AWA
10
Arkadios Wealth Advisors
Georgia
$3.79M +$3.74M +140,101 +6,771%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.99M -$4.43M -166,056 -60%
CPIG
12
Chicago Partners Investment Group
Illinois
$2.7M +$1.9M +71,159 +237%
Bank of America
13
Bank of America
North Carolina
$2.56M +$202K +7,553 +9%
ECA
14
Elevated Capital Advisors
Utah
$2.26M -$62K -2,324 -3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.87M +$416K +15,609 +29%
WA
16
WESPAC Advisors
California
$1.79M -$305K -11,434 -15%
SPC
17
Sigma Planning Corp
Michigan
$1.78M +$1.33M +49,667 +292%
FPF
18
First Pacific Financial
Washington
$1.78M -$151K -5,651 -8%
PFS
19
Prospera Financial Services
Texas
$1.58M +$1.58M +59,326 New
QAM
20
Q3 Asset Management
Michigan
$1.52M +$444K +16,632 +41%
MSFS
21
Main Street Financial Solutions
Pennsylvania
$1.41M +$1.41M +52,837 New
CCA
22
Childress Capital Advisors
Texas
$1.39M +$1.39M +51,944 New
CG
23
Colony Group
Massachusetts
$1.36M +$1.36M +51,087 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$1.26M -$143K -5,379 -10%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.23M +$180K +6,754 +17%
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