Stifel Financial
UCON icon

Stifel Financial’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Stifel Financial’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$40.5M Buy
1,633,782
+54,681
+3% +$1.37M 0.04% 417
2025
Q4 		$39.7M Buy
1,579,101
+60,163
+4% +$1.52M 0.04% 413
2025
Q3 		$38.3M Buy
1,518,938
+930,972
+158% +$23.3M 0.03% 429
2025
Q2 		$14.6M Buy
587,966
+6,844
+1% +$169K 0.01% 726
2025
Q1 		$14.4M Buy
581,122
+121,442
+26% +$3M 0.02% 701
2024
Q4 		$11.3M Buy
459,680
+35,030
+8% +$868K 0.01% 803
2024
Q3 		$10.7M Sell
424,650
-30,012
-7% -$748K 0.01% 832
2024
Q2 		$11.1M Buy
454,662
+46,577
+11% +$1.14M 0.01% 780
2024
Q1 		$10M Buy
408,085
+39,533
+11% +$973K 0.01% 815
2023
Q4 		$9.12M Buy
368,552
+164,975
+81% +$3.97M 0.01% 809
2023
Q3 		$4.87M Sell
203,577
-20,936
-9% -$507K 0.01% 1041
2023
Q2 		$5.43M Buy
224,513
+19,588
+10% +$477K 0.01% 996
2023
Q1 		$4.96M Sell
204,925
-388
-0.2% -$9.43K 0.01% 1023
2022
Q4 		$4.95M Buy
205,313
+66,967
+48% +$1.61M 0.01% 987
2022
Q3 		$3.29M Buy
138,346
+4,642
+3% +$114K 0.01% 1167
2022
Q2 		$3.28M Sell
133,704
-279,387
-68% -$6.98M 0.01% 1188
2022
Q1 		$10.5M Sell
413,091
-26,549
-6% -$688K 0.01% 698
2021
Q4 		$11.6M Buy
439,640
+45,959
+12% +$1.21M 0.02% 683
2021
Q3 		$10.5M Buy
393,681
+107,816
+38% +$2.87M 0.02% 702
2021
Q2 		$7.62M Buy
285,865
+6,627
+2% +$177K 0.01% 808
2021
Q1 		$7.44M Buy
279,238
+24,417
+10% +$651K 0.01% 783
2020
Q4 		$6.8M Sell
254,821
-22,537
-8% -$596K 0.01% 734
2020
Q3 		$7.27M Sell
277,358
-13,874
-5% -$363K 0.02% 633
2020
Q2 		$7.49M Sell
291,232
-486
-0.2% -$12.2K 0.02% 591
2020
Q1 		$7.06M Buy
291,718
+32,270
+12% +$821K 0.02% 541
2019
Q4 		$6.71M Buy
259,448
+18,718
+8% +$484K 0.01% 757
2019
Q3 		$6.21M Buy
240,730
+5,334
+2% +$137K 0.02% 744
2019
Q2 		$6.06M Buy
+235,396
New +$6.01M 0.02% 779

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Stifel Financial's UCON Position: Q1 2026 in Review

Stifel Financial increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 3.5% in Q1 2026, buying an estimated $1.37M and bringing the position to 1,633,782 shares worth $40.5M. The position accounts for 0.04% of the portfolio, ranked #417.

Stifel Financial first reported a position in UCON in Q2 2019 and has held it in 28 quarters since. 276 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

  • Stifel Financial held 1,633,782 shares of First Trust Smith Unconstrained Bond ETF worth $40.5M as of Q1 2026.
  • Stifel Financial bought 54,681 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $1.37M.
  • First Trust Smith Unconstrained Bond ETF made up 0.04% of Stifel Financial's portfolio in Q1 2026, its #417 holding.
  • Stifel Financial first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2019 and has held it in 28 quarters since.
  • 276 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.