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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

43 hedge funds and large institutions have $153M invested in First Trust Smith Unconstrained Bond ETF in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+11
Holders Change %
+34.38%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
18
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HighTower Advisors
HighTower Advisors
Illinois
+$10.2M
2
Citadel Advisors
Citadel Advisors
Florida
+$8.95M
3
IAA
Independent Advisor Alliance
North Carolina
+$7.95M
4
NCM
Northwest Capital Management
Oregon
+$5M
5
CFD
Creative Financial Designs
Indiana
+$4.09M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$11M
2
FTUS
Flow Traders U.S.
New York
-$1.59M
3
GSWM
Golden State Wealth Management
California
-$463K
4
NFG
Next Financial Group
Texas
-$295K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$202K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$41.4M +$122K +4,727 +0.3%
AG
2
Advisor Group
Arizona
$20.9M +$898K +34,709 +4%
HighTower Advisors
3
HighTower Advisors
Illinois
$17.3M +$10.2M +393,249 +143%
Citadel Advisors
4
Citadel Advisors
Florida
$8.95M +$8.95M +345,800 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.96M -$202K -7,794 -2%
IAA
6
Independent Advisor Alliance
North Carolina
$7.95M +$7.95M +307,258 New
Stifel Financial
7
Stifel Financial
Missouri
$6.71M +$484K +18,718 +8%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$5.69M +$522K +20,176 +10%
NCM
9
Northwest Capital Management
Oregon
$5M +$5M +193,276 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$4.85M +$114K +4,404 +2%
CFD
11
Creative Financial Designs
Indiana
$4.1M +$4.09M +158,290 +38,797%
Bank of America
12
Bank of America
North Carolina
$3.89M +$89.9K +3,474 +2%
SWP
13
Stratos Wealth Partners
Ohio
$2.71M +$319K +12,345 +13%
PFS
14
Prospera Financial Services
Texas
$2.31M +$136K +5,274 +6%
WA
15
WESPAC Advisors
California
$2.03M -$144K -5,554 -7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.44M +$369K +14,271 +35%
Jane Street
17
Jane Street
New York
$1.32M +$1.1M +42,384 +484%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1M +$6.62K +256 +0.7%
SW
19
SteelPeak Wealth
California
$873K +$873K +33,750 New
UCFA
20
United Capital Financial Advisors
Texas
$865K +$12.9K +500 +2%
MHS
21
M Holdings Securities
Oregon
$763K +$4.45K +172 +0.6%
SS
22
Sunbelt Securities
Texas
$708K +$146K +5,638 +26%
MML Investors Services
23
MML Investors Services
Massachusetts
$510K +$510K +19,713 New
NFG
24
Next Financial Group
Texas
$425K -$295K -11,404 -41%
GIA
25
Gladstone Institutional Advisory
Florida
$366K -$84K -3,245 -19%
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