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Independent Advisor Alliance’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Independent Advisor Alliance’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-202,703
Closed -$5.02M – 1590
2026
Q1 		$5.02M Buy
+202,703
New +$5.09M 0.05% 313
2025
Q1 		– Sell
-275,431
Closed -$6.79M – 1323
2024
Q4 		$6.79M Buy
+275,431
New +$6.83M 0.09% 213
2022
Q1 		– Sell
-9,621
Closed -$254K – 736
2021
Q4 		$254K Buy
9,621
+46
+0.5% +$1.22K 0.01% 569
2021
Q3 		$254K Buy
9,575
+1,759
+23% +$46.8K 0.01% 534
2021
Q2 		$208K Sell
7,816
-182
-2% -$4.85K 0.01% 583
2021
Q1 		$213K Buy
7,998
+47
+0.6% +$1.25K 0.01% 551
2020
Q4 		$212K Buy
+7,951
New +$210K 0.01% 499
2020
Q1 		– Sell
-307,258
Closed -$7.95M – 819
2019
Q4 		$7.95M Buy
+307,258
New +$7.94M 0.35% 63

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Independent Advisor Alliance's UCON Position: Q2 2026 in Review

Independent Advisor Alliance sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q2 2026, closing a stake of 202,703 shares — an estimated $5.02M sold.

Independent Advisor Alliance first reported a position in UCON in Q4 2019 and held it in 8 quarters. The position peaked at $7.95M in Q4 2019. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • Independent Advisor Alliance reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q2 2026 after selling out during the quarter.
  • Independent Advisor Alliance sold 202,703 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $5.02M.
  • Independent Advisor Alliance first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2019 and held it in 8 quarters.
  • Independent Advisor Alliance's First Trust Smith Unconstrained Bond ETF position peaked at $7.95M in Q4 2019.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on Independent Advisor Alliance's 13F filing for Q2 2026, filed 12 Aug 2026.