Independent Advisor Alliance’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Independent Advisor Alliance’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$5.02M	Buy	+202,703	New	+$5.09M	0.05%	313
2025 Q1	–	Sell	-275,431	Closed	-$6.79M	–	1323
2024 Q4	$6.79M	Buy	+275,431	New	+$6.83M	0.09%	213
2022 Q1	–	Sell	-9,621	Closed	-$254K	–	736
2021 Q4	$254K	Buy	9,621 +46	+0.5%	+$1.22K	0.01%	569
2021 Q3	$254K	Buy	9,575 +1,759	+23%	+$46.8K	0.01%	534
2021 Q2	$208K	Sell	7,816 -182	-2%	-$4.85K	0.01%	583
2021 Q1	$213K	Buy	7,998 +47	+0.6%	+$1.25K	0.01%	551
2020 Q4	$212K	Buy	+7,951	New	+$210K	0.01%	499
2020 Q1	–	Sell	-307,258	Closed	-$7.95M	–	819
2019 Q4	$7.95M	Buy	+307,258	New	+$7.94M	0.35%	63

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Independent Advisor Alliance's UCON Position: Q1 2026 in Review

Independent Advisor Alliance opened a new position in First Trust Smith Unconstrained Bond ETF (UCON) in Q1 2026: 202,703 shares worth $5.02M. The stake represents 0.05% of the portfolio and ranks #313 among its holdings. This is a return to the name: Independent Advisor Alliance previously reported a position in UCON as recently as Q4 2024.

Independent Advisor Alliance first reported a position in UCON in Q4 2019 and has held it in 8 quarters since. The position peaked at $7.95M in Q4 2019. 275 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

Independent Advisor Alliance held 202,703 shares of First Trust Smith Unconstrained Bond ETF worth $5.02M as of Q1 2026.
First Trust Smith Unconstrained Bond ETF was a new Independent Advisor Alliance position in Q1 2026.
First Trust Smith Unconstrained Bond ETF made up 0.05% of Independent Advisor Alliance's portfolio in Q1 2026, its #313 holding.
Independent Advisor Alliance first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2019 and has held it in 8 quarters since.
Independent Advisor Alliance's First Trust Smith Unconstrained Bond ETF position peaked at $7.95M in Q4 2019.
275 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.