LPL Financial
UCON icon

LPL Financial’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

LPL Financial’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$309M Buy
12,475,047
+315,002
+3% +$7.91M 0.08% 242
2025
Q4 		$306M Buy
12,160,045
+1,509,510
+14% +$38.1M 0.08% 223
2025
Q3 		$268M Sell
10,650,535
-466,054
-4% -$11.6M 0.08% 237
2025
Q2 		$277M Sell
11,116,589
-1,299,723
-10% -$32.1M 0.09% 208
2025
Q1 		$307M Buy
12,416,312
+452,716
+4% +$11.2M 0.12% 163
2024
Q4 		$295M Buy
11,963,596
+1,644,378
+16% +$40.8M 0.12% 153
2024
Q3 		$259M Buy
10,319,218
+2,207,155
+27% +$55M 0.12% 159
2024
Q2 		$198M Buy
8,112,063
+1,099,102
+16% +$26.8M 0.1% 178
2024
Q1 		$173M Buy
7,012,961
+1,034,520
+17% +$25.5M 0.09% 190
2023
Q4 		$148M Buy
5,978,441
+308,074
+5% +$7.42M 0.09% 196
2023
Q3 		$136M Buy
5,670,367
+360,767
+7% +$8.73M 0.09% 189
2023
Q2 		$128M Sell
5,309,600
-295,442
-5% -$7.19M 0.09% 195
2023
Q1 		$136M Buy
5,605,042
+311,648
+6% +$7.57M 0.11% 174
2022
Q4 		$128M Buy
5,293,394
+801,180
+18% +$19.2M 0.11% 177
2022
Q3 		$107M Buy
4,492,214
+26,689
+0.6% +$657K 0.1% 180
2022
Q2 		$109M Buy
4,465,525
+381,943
+9% +$9.54M 0.1% 181
2022
Q1 		$104M Buy
4,083,582
+1,081,658
+36% +$28M 0.09% 210
2021
Q4 		$79.2M Buy
3,001,924
+596,813
+25% +$15.8M 0.07% 275
2021
Q3 		$63.9M Buy
2,405,111
+410,694
+21% +$10.9M 0.06% 298
2021
Q2 		$53.2M Buy
1,994,417
+317,141
+19% +$8.45M 0.05% 318
2021
Q1 		$44.7M Sell
1,677,276
-63,083
-4% -$1.68M 0.05% 327
2020
Q4 		$46.4M Buy
1,740,359
+89,068
+5% +$2.36M 0.06% 277
2020
Q3 		$43.3M Buy
1,651,291
+78,227
+5% +$2.05M 0.07% 258
2020
Q2 		$40.5M Sell
1,573,064
-91,848
-6% -$2.3M 0.07% 248
2020
Q1 		$40.2M Buy
1,664,912
+65,414
+4% +$1.66M 0.09% 203
2019
Q4 		$41.4M Buy
1,599,498
+4,727
+0.3% +$122K 0.08% 219
2019
Q3 		$41.1M Buy
1,594,771
+80,220
+5% +$2.07M 0.08% 209
2019
Q2 		$39M Buy
1,514,551
+638,383
+73% +$16.3M 0.08% 213
2019
Q1 		$22.2M Sell
876,168
-168,043
-16% -$4.24M 0.05% 289
2018
Q4 		$26M Buy
1,044,211
+535,218
+105% +$13.4M 0.07% 240
2018
Q3 		$12.8M Buy
+508,993
New +$12.8M 0.03% 409

Other funds holding UCON

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

LPL Financial's UCON Position: Q1 2026 in Review

LPL Financial increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 2.6% in Q1 2026, buying an estimated $7.91M and bringing the position to 12,475,047 shares worth $309M. The position accounts for 0.08% of the portfolio, ranked #242.

LPL Financial first reported a position in UCON in Q3 2018 and has held it in 31 quarters since. 275 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

  • LPL Financial held 12,475,047 shares of First Trust Smith Unconstrained Bond ETF worth $309M as of Q1 2026.
  • LPL Financial bought 315,002 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $7.91M.
  • First Trust Smith Unconstrained Bond ETF made up 0.08% of LPL Financial's portfolio in Q1 2026, its #242 holding.
  • LPL Financial first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2018 and has held it in 31 quarters since.
  • 275 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.