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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

32 hedge funds and large institutions have $124M invested in First Trust Smith Unconstrained Bond ETF in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
18
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AG
Advisor Group
Arizona
+$17.6M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$10.2M
3
HighTower Advisors
HighTower Advisors
Illinois
+$6.21M
4
LPL Financial
LPL Financial
California
+$2.07M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.64M

Top Sellers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$23.9M
2
LI
LVZ Inc
Michigan
-$22.8M
3
Citadel Advisors
Citadel Advisors
Florida
-$11.8M
4
Bank of America
Bank of America
North Carolina
-$5M
5
Jane Street
Jane Street
New York
-$3.81M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$41.1M +$2.07M +80,220 +5%
AG
2
Advisor Group
Arizona
$19.9M +$17.6M +684,747 +773%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$11M +$10.2M +394,771 +1,207%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.13M +$727K +28,207 +10%
HighTower Advisors
5
HighTower Advisors
Illinois
$7.08M +$6.21M +240,844 +712%
Stifel Financial
6
Stifel Financial
Missouri
$6.21M +$138K +5,334 +2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$5.15M +$862K +33,438 +20%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$4.73M +$1.64M +63,564 +53%
Bank of America
9
Bank of America
North Carolina
$3.78M -$5M -194,042 -57%
SWP
10
Stratos Wealth Partners
Ohio
$2.38M +$1.08M +41,969 +84%
WA
11
WESPAC Advisors
California
$2.17M -$435K -16,894 -17%
PFS
12
Prospera Financial Services
Texas
$2.17M +$143K +5,560 +7%
BTS
13
BB&T Securities
Virginia
$1.6M -$249K -9,675 -13%
FTUS
14
Flow Traders U.S.
New York
$1.59M +$1.33M +51,699 +519%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.06M -$23.9M -928,162 -96%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$994K -$94.6K -3,671 -9%
UCFA
17
United Capital Financial Advisors
Texas
$849K +$179K +6,930 +27%
MHS
18
M Holdings Securities
Oregon
$756K +$7.97K +309 +1%
NFG
19
Next Financial Group
Texas
$717K +$73.2K +2,842 +11%
SS
20
Sunbelt Securities
Texas
$560K +$92.2K +3,575 +20%
GSWM
21
Golden State Wealth Management
California
$463K -$69.1K -2,680 -13%
GIA
22
Gladstone Institutional Advisory
Florida
$448K -$293K -11,368 -40%
LI
23
LVZ Inc
Michigan
$331K -$22.8M -885,458 -99%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$288K +$670 +26 +0.2%
Jane Street
25
Jane Street
New York
$226K -$3.81M -147,835 -94%
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