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First Trust Smith Unconstrained Bond ETF

256 hedge funds and large institutions have $2.51B invested in First Trust Smith Unconstrained Bond ETF in 2024 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 144 increasing their positions, 64 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 14

125% more repeat investments, than reductions

Existing positions increased: 144 | Existing positions reduced: 64

20% more funds holding in top 10

Funds holding in top 10: 2024 (+4)

20% more capital invested

Capital invested by funds: $2.1B → $2.51B (+$412M)

7% more funds holding

Funds holding: 240256 (+16)

1.3% less ownership

Funds ownership: 83.78%82.48% (-1.3%)

Holders
256
Holders Change
+16
Holders Change %
+6.67%
% of All Funds
3.68%
Holding in Top 10
24
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+20%
% of All Funds
0.34%
New
33
Increased
144
Reduced
64
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$259M +$55M +2,207,155 +27%
UBS Group
2
UBS Group
Switzerland
$198M +$102K +4,097 +0.1%
Morgan Stanley
3
Morgan Stanley
New York
$181M +$27.3M +1,096,083 +18%
Bank of America
4
Bank of America
North Carolina
$96.9M +$6.98M +280,128 +8%
HI
5
Harbour Investments
Wisconsin
$86.4M +$14.2M +568,292 +20%
Wells Fargo
6
Wells Fargo
California
$82.7M +$59M +2,369,585 +257%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$75.8M +$17M +681,047 +29%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$67.3M +$12.6M +504,873 +23%
Ameriprise
9
Ameriprise
Minnesota
$65.8M +$40.9M +1,640,321 +167%
HighTower Advisors
10
HighTower Advisors
Illinois
$51.8M +$1.38M +55,446 +3%
Truist Financial
11
Truist Financial
North Carolina
$45.6M +$11.5M +462,288 +34%
WWMSC
12
Wagner Wealth Management (South Carolina)
South Carolina
$43M +$14M +563,059 +49%
Osaic Holdings
13
Osaic Holdings
Arizona
$39.8M +$1.59M +63,711 +4%
ACA
14
Aptus Capital Advisors
Alabama
$38.2M +$8.53M +342,346 +29%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$34M +$5.05M +202,912 +18%
AWM
16
Apollon Wealth Management
South Carolina
$32.7M +$1.11M +44,595 +4%
JP Morgan Chase
17
JP Morgan Chase
New York
$31.3M +$17.7M +711,314 +133%
CAG
18
Csenge Advisory Group
Florida
$29.8M +$550K +22,091 +2%
IA
19
IFP Advisors
Florida
$29.4M +$608K +24,424 +2%
MFA
20
Morling Financial Advisors
California
$29M +$6.93M +278,135 +32%
RJA
21
Raymond James & Associates
Florida
$28M +$12.7M +510,549 +85%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$26.5M +$1.01M +40,624 +4%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$25.7M +$1.98M +79,400 +8%
RCAG
24
Rehmann Capital Advisory Group
Michigan
$23.2M +$7.75M +311,117 +51%
EC
25
EdgeRock Capital
Colorado
$22.6M +$258K +10,367 +1%

UCON Hedge Fund Activity: Q3 2024 in Review

256 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q3 2024, worth a combined $2.51B — up 20% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new UCON positions and 14 closed out — a net gain of 19 holders — while 144 added to existing stakes and 64 trimmed.

The largest buyer was Wells Fargo, adding an estimated $59M. The largest seller was Citadel Advisors, exiting entirely with an estimated $13.3M sold.

  • 256 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q3 2024, up from 240 in Q2 2024.
  • Funds reported $2.51B of First Trust Smith Unconstrained Bond ETF stock for Q3 2024, up 20% quarter-over-quarter.
  • 33 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q3 2024 and 14 closed out, a net change of +19 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q3 2024 was Wells Fargo, an estimated $59M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q3 2024 was Citadel Advisors, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2024.