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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

41 hedge funds and large institutions have $150M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
0.83%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.1%
New
6
Increased
19
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DWM
1
Darwin Wealth Management
Florida
$14.1M
2
LPL Financial
2
LPL Financial
California
$43.3M
3
CFD
3
Creative Financial Designs
Indiana
$9.89M
4
QAM
4
Q3 Asset Management
Michigan
$1.06M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$18.8M

Top Sellers

1
PFS
1
Prospera Financial Services
Texas
$0
2
AI
2
Atria Investments
North Carolina
$10.2M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
Jane Street
4
Jane Street
New York
$1.52M
5
Citadel Advisors
5
Citadel Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$43.3M 1,651,291 +78,227 +5%
HighTower Advisors
2
HighTower Advisors
Illinois
$18.8M 718,259 +38,066 +6%
DWM
3
Darwin Wealth Management
Florida
$14.1M 537,522 +215,384 +67%
AI
4
Atria Investments
North Carolina
$10.2M 389,755 -27,089 -6%
CFD
5
Creative Financial Designs
Indiana
$9.89M 377,041 +52,320 +16%
NCM
6
Northwest Capital Management
Oregon
$9.21M 351,281 +9,900 +3%
Stifel Financial
7
Stifel Financial
Missouri
$7.27M 277,358 -13,874 -5%
Osaic Holdings
8
Osaic Holdings
Arizona
$7.21M 277,947 +6,686 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.99M 266,696 +10,406 +4%
Bank of America
10
Bank of America
North Carolina
$2.31M 88,202 +2,368 +3%
ECA
11
Elevated Capital Advisors
Utah
$2.31M 87,159 -1,104 -1%
WA
12
WESPAC Advisors
California
$2.06M 78,536 -1,264 -2%
FPF
13
First Pacific Financial
Washington
$1.89M 72,195 +72,195 New
Jane Street
14
Jane Street
New York
$1.52M 57,912 -18,209 -24%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.43M 54,457 +16,525 +44%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.38M 52,689 -5,369 -9%
QAM
17
Q3 Asset Management
Michigan
$1.06M 40,493 +40,493 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.03M 39,162 +256 +0.7%
CPIG
19
Chicago Partners Investment Group
Illinois
$784K 30,066 +17,494 +139%
MHS
20
M Holdings Securities
Oregon
$770K 29,373 -53 -0.2%
HAS
21
HBW Advisory Services
California
$671K 25,606 +25,606 New
UCFA
22
United Capital Financial Advisors
Texas
$662K 25,230 -5,700 -18%
SW
23
SteelPeak Wealth
California
$638K 24,335 +740 +3%
VR
24
Viridian RIA
Washington
$599K 22,853 – –
FHC
25
First Heartland Consultants
Missouri
$479K 18,264 +960 +6%
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