Q3 Asset Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Q3 Asset Management’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$427K	Buy	17,199 +191	+1%	+$4.76K	0.08%	60
2026 Q1	$421K	Sell	17,008 -1,503	-8%	-$37.7K	0.1%	54
2025 Q4	$465K	Sell	18,511 -203	-1%	-$5.12K	0.11%	49
2025 Q3	$471K	Buy	18,714 +1,228	+7%	+$30.7K	0.16%	43
2025 Q2	$435K	Sell	17,486 -4,214	-19%	-$104K	0.15%	38
2025 Q1	$537K	Sell	21,700 -6,922	-24%	-$171K	0.37%	37
2024 Q4	$705K	Buy	28,622 +652	+2%	+$16.2K	0.44%	33
2024 Q3	$702K	Sell	27,970 -1,127	-4%	-$28.1K	0.16%	35
2024 Q2	$711K	Sell	29,097 -1,409	-5%	-$34.4K	0.16%	31
2024 Q1	$750K	Buy	30,506 +865	+3%	+$21.3K	0.21%	34
2023 Q4	$733K	Sell	29,641 -3,757	-11%	-$90.5K	0.19%	35
2023 Q3	$798K	Sell	33,398 -28,224	-46%	-$683K	0.32%	29
2023 Q2	$1.49M	Buy	+61,622	New	+$1.5M	0.72%	25
2022 Q4	–	Sell	-80,815	Closed	-$1.93M	–	62
2022 Q3	$1.93M	Buy	+80,815	New	+$1.99M	1.4%	19
2022 Q1	–	Sell	-77,947	Closed	-$2.06M	–	63
2021 Q4	$2.06M	Buy	77,947 +1,230	+2%	+$32.5K	0.87%	20
2021 Q3	$2.04M	Buy	76,717 +1,195	+2%	+$31.8K	0.99%	20
2021 Q2	$2.01M	Buy	75,522 +6,532	+9%	+$174K	0.99%	20
2021 Q1	$1.84M	Buy	68,990 +11,865	+21%	+$316K	0.98%	22
2020 Q4	$1.52M	Buy	57,125 +16,632	+41%	+$440K	1.21%	19
2020 Q3	$1.06M	Buy	+40,493	New	+$1.06M	0.86%	20
2020 Q1	–	Sell	-11,379	Closed	-$294K	–	39
2019 Q4	$294K	Buy	+11,379	New	+$294K	0.66%	28

Other funds holding UCON

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Q3 Asset Management's UCON Position: Q2 2026 in Review

Q3 Asset Management increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 1.1% in Q2 2026, buying an estimated $4.76K and bringing the position to 17,199 shares worth $427K. The position accounts for 0.08% of the portfolio, ranked #60.

Q3 Asset Management first reported a position in UCON in Q4 2019 and has held it in 21 quarters since. The position peaked at $2.06M in Q4 2021. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

Q3 Asset Management held 17,199 shares of First Trust Smith Unconstrained Bond ETF worth $427K as of Q2 2026.
Q3 Asset Management bought 191 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $4.76K.
First Trust Smith Unconstrained Bond ETF made up 0.08% of Q3 Asset Management's portfolio in Q2 2026, its #60 holding.
Q3 Asset Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2019 and has held it in 21 quarters since.
Q3 Asset Management's First Trust Smith Unconstrained Bond ETF position peaked at $2.06M in Q4 2021.
273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on Q3 Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.