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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

18 hedge funds and large institutions have $72.8M invested in First Trust Smith Unconstrained Bond ETF in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 1 increasing their positions, reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
18
Holders Change
+14
Holders Change %
+350%
% of All Funds
0.41%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
17
Increased
1
Reduced
–
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LI
LVZ Inc
Michigan
+$23.5M
2
LPL Financial
LPL Financial
California
+$12.8M
3
Bank of America
Bank of America
North Carolina
+$9.46M
4
MML Investors Services
MML Investors Services
Massachusetts
+$6.93M
5
AW
ACG Wealth
Georgia
+$3.06M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$10M
2
Citigroup
Citigroup
New York
-$5.02M
3
Goldman Sachs
Goldman Sachs
New York
-$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
LI
1
LVZ Inc
Michigan
$23.5M +$23.5M +931,363 New
LPL Financial
2
LPL Financial
California
$12.8M +$12.8M +508,993 New
Bank of America
3
Bank of America
North Carolina
$9.46M +$9.46M +375,648 New
MML Investors Services
4
MML Investors Services
Massachusetts
$6.93M +$6.93M +274,989 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.82M +$895K +35,548 +18%
AW
6
ACG Wealth
Georgia
$3.06M +$3.06M +121,352 New
DLHL
7
Donald L. Hagan LLC
Florida
$2.42M +$2.42M +96,155 New
AG
8
Advisor Group
Arizona
$1.64M +$1.64M +65,037 New
BTS
9
BB&T Securities
Virginia
$1.21M +$1.21M +47,877 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.05M +$1.05M +41,700 New
Jane Street
11
Jane Street
New York
$1.01M +$1.01M +40,037 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$764K +$764K +30,328 New
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$732K +$732K +28,990 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$609K +$609K +24,173 New
PFS
15
Prospera Financial Services
Texas
$547K +$547K +21,723 New
MHS
16
M Holdings Securities
Oregon
$491K +$491K +19,490 New
UCFA
17
United Capital Financial Advisors
Texas
$466K +$466K +18,500 New
CA
18
Cetera Advisors
Colorado
$325K +$325K +12,893 New
Deutsche Bank
19
Deutsche Bank
Germany
– -$10M -400,000 Closed
Citigroup
20
Citigroup
New York
– -$5.02M -200,000 Closed
Goldman Sachs
21
Goldman Sachs
New York
– -$5.01M -200,000 Closed