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First Trust Smith Unconstrained Bond ETF

18 hedge funds and large institutions have $72.8M invested in First Trust Smith Unconstrained Bond ETF in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 1 increasing their positions, reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

467% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 3

350% more funds holding

Funds holding: 418 (+14)

192% more capital invested

Capital invested by funds: $24.9M → $72.8M (+$47.9M)

20.37% less ownership

Funds ownership: 99.56%79.19% (-20%)

Holders
18
Holders Change
+14
Holders Change %
+350%
% of All Funds
0.41%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
1
Reduced
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LI
1
LVZ Inc
Michigan
$23.5M +$23.5M +931,363 New
LPL Financial
2
LPL Financial
California
$12.8M +$12.8M +508,993 New
Bank of America
3
Bank of America
North Carolina
$9.46M +$9.46M +375,648 New
MML Investors Services
4
MML Investors Services
Massachusetts
$6.93M +$6.92M +274,989 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.82M +$895K +35,548 +18%
AW
6
ACG Wealth
Georgia
$3.06M +$3.06M +121,352 New
DLHL
7
Donald L. Hagan LLC
Florida
$2.42M +$2.42M +96,155 New
AG
8
Advisor Group
Arizona
$1.64M +$1.64M +65,037 New
BTS
9
BB&T Securities
Virginia
$1.21M +$1.21M +47,877 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.05M +$1.05M +41,700 New
Jane Street
11
Jane Street
New York
$1.01M +$1.01M +40,037 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$764K +$764K +30,328 New
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$732K +$730K +28,990 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$609K +$609K +24,173 New
PFS
15
Prospera Financial Services
Texas
$547K +$547K +21,723 New
MHS
16
M Holdings Securities
Oregon
$491K +$491K +19,490 New
UCFA
17
United Capital Financial Advisors
Texas
$466K +$466K +18,500 New
CA
18
Cetera Advisors
Colorado
$325K +$325K +12,893 New
Deutsche Bank
19
Deutsche Bank
Germany
-$10M -400,000 Closed
Citigroup
20
Citigroup
New York
-$5.02M -200,000 Closed
Goldman Sachs
21
Goldman Sachs
New York
-$5.01M -200,000 Closed

UCON Hedge Fund Activity: Q3 2018 in Review

18 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q3 2018, worth a combined $72.8M — up 192% from $24.9M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new UCON positions and 3 closed out — a net gain of 14 holders — while 1 added to existing stakes and 0 trimmed.

The largest buyer was LVZ Inc, opening a new position worth an estimated $23.5M. The largest seller was Deutsche Bank, exiting entirely with an estimated $10M sold.

  • 18 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q3 2018, up from 4 in Q2 2018.
  • Funds reported $72.8M of First Trust Smith Unconstrained Bond ETF stock for Q3 2018, up 192% quarter-over-quarter.
  • 17 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q3 2018 and 3 closed out, a net change of +14 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q3 2018 was LVZ Inc, an estimated $23.5M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q3 2018 was Deutsche Bank, an estimated $10M sold.

Based on aggregated 13F filings for Q3 2018.