Ladenburg Thalmann Financial Services’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.85M	Buy	187,754 +4,404	+2%	+$114K	0.03%	495
2019 Q3	$4.73M	Buy	183,350 +63,564	+53%	+$1.64M	0.03%	482
2019 Q2	$3.08M	Buy	119,786 +92,558	+340%	+$2.36M	0.02%	632
2019 Q1	$691K	Buy	27,228 +3,763	+16%	+$94.8K	0.01%	1441
2018 Q4	$586K	Sell	23,465 -708	-3%	-$17.7K	0.01%	1418
2018 Q3	$609K	Buy	+24,173	New	+$609K	0.01%	1458

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

NCM

Northwest Capital Management Lake Oswego, Oregon $23.1M AUM 13.6% 1-Year Est. Return

CFD

Creative Financial Designs Kokomo, Indiana $2.1B AUM 23.1% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UCON Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 2.4% in Q4 2019, buying an estimated $114K and bringing the position to 187,754 shares worth $4.85M. The position accounts for 0.03% of the portfolio, ranked #495.

Ladenburg Thalmann Financial Services first reported a position in UCON in Q3 2018 and has held it in 6 quarters since. 43 funds tracked by Wall St. Rank hold UCON as of Q4 2019.

Ladenburg Thalmann Financial Services held 187,754 shares of First Trust Smith Unconstrained Bond ETF worth $4.85M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 4,404 First Trust Smith Unconstrained Bond ETF shares in Q4 2019, an estimated $114K.
First Trust Smith Unconstrained Bond ETF made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #495 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2018 and has held it in 6 quarters since.
43 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.