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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$340M +$30M +1,205,947 +10%
Morgan Stanley
2
Morgan Stanley
New York
$232M +$8.9M +357,277 +4%
Wells Fargo
3
Wells Fargo
California
$178M +$27.4M +1,101,740 +18%
Ameriprise
4
Ameriprise
Minnesota
$139M +$5.72M +229,696 +4%
Bank of America
5
Bank of America
North Carolina
$104M +$9.11M +365,678 +10%
HI
6
Harbour Investments
Wisconsin
$104M +$1.92M +77,065 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$100M +$502K +20,148 +0.5%
Raymond James Financial
8
Raymond James Financial
Florida
$70.5M +$47.5K +1,907 +0.1%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$65.3M +$4.16M +167,138 +7%
HighTower Advisors
10
HighTower Advisors
Illinois
$61.5M +$881K +35,375 +1%
Truist Financial
11
Truist Financial
North Carolina
$52.1M +$4.64M +186,373 +10%
Osaic Holdings
12
Osaic Holdings
Arizona
$50.9M +$3.83M +153,974 +8%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$43.7M +$7.98M +320,465 +22%
Stifel Financial
14
Stifel Financial
Missouri
$41.3M +$695K +27,926 +2%
TC
15
Trilogy Capital
California
$39.1M +$2.29M +91,824 +6%
CAG
16
Csenge Advisory Group
Florida
$38M +$959K +38,496 +3%
ACA
17
Aptus Capital Advisors
Alabama
$34.8M +$420K +16,860 +1%
IWC
18
Integrated Wealth Concepts
Massachusetts
$32.1M +$9.71M +390,105 +43%
IA
19
IFP Advisors
Florida
$28.1M +$5.9M +236,972 +27%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$26.9M +$2.09M +83,789 +8%
Focus Partners Wealth
21
Focus Partners Wealth
Massachusetts
$24.9M -$79.7K -3,200 -0.3%
MML Investors Services
22
MML Investors Services
Massachusetts
$23.2M +$4.13M +165,752 +22%
CWP
23
Cyndeo Wealth Partners
Florida
$21.7M +$820K +32,949 +4%
WWMSC
24
Wagner Wealth Management (South Carolina)
South Carolina
$21.4M -$4.33M -173,979 -17%
EC
25
EdgeRock Capital
Colorado
$21M +$1.3M +52,089 +7%