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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$307M +$11.2M +452,716 +4%
UBS Group
2
UBS Group
Switzerland
$226M +$8.52M +344,425 +4%
Morgan Stanley
3
Morgan Stanley
New York
$179M +$372K +15,032 +0.2%
Wells Fargo
4
Wells Fargo
California
$126M +$22.2M +896,264 +21%
Bank of America
5
Bank of America
North Carolina
$104M -$15.7M -635,673 -13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$94.5M +$15.3M +618,879 +19%
HI
7
Harbour Investments
Wisconsin
$82.5M -$15.9M -641,424 -16%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$67.9M -$2.09M -84,381 -3%
Ameriprise
9
Ameriprise
Minnesota
$62.9M -$14.1M -569,765 -18%
HighTower Advisors
10
HighTower Advisors
Illinois
$55.5M +$2.49M +100,626 +5%
WWMSC
11
Wagner Wealth Management (South Carolina)
South Carolina
$54.9M +$3.93M +158,958 +8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$50.7M +$15.2M +615,896 +43%
JP Morgan Chase
13
JP Morgan Chase
New York
$49.5M +$5.43M +219,447 +12%
Raymond James Financial
14
Raymond James Financial
Florida
$48.6M +$3.1M +125,142 +7%
Truist Financial
15
Truist Financial
North Carolina
$45.7M -$3.35M -135,376 -7%
Osaic Holdings
16
Osaic Holdings
Arizona
$39M +$1.45M +58,432 +4%
CJH
17
Christopher J. Hasenberg
Wisconsin
$32.1M +$28.4M +1,148,323 +766%
MFA
18
Morling Financial Advisors
California
$31.4M +$1.83M +74,112 +6%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$31.3M +$306K +12,351 +1%
CAG
20
Csenge Advisory Group
Florida
$29.2M +$249K +10,046 +0.9%
RCAG
21
Rehmann Capital Advisory Group
Michigan
$27.4M +$3.32M +134,269 +14%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$25.8M +$2.69M +108,901 +12%
FHC
23
First Heartland Consultants
Missouri
$23M +$8.14M +329,186 +55%
DAS
24
Dynamic Advisor Solutions
Arizona
$22.8M +$288K +11,636 +1%
PNC
25
Park National Corp
Ohio
$21.9M +$1.02M +41,323 +5%