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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$295M +$40.8M +1,644,378 +16%
UBS Group
2
UBS Group
Switzerland
$217M +$22.7M +917,332 +12%
Morgan Stanley
3
Morgan Stanley
New York
$178M +$894K +36,078 +0.5%
Bank of America
4
Bank of America
North Carolina
$119M +$24.1M +972,637 +25%
Wells Fargo
5
Wells Fargo
California
$104M +$22.8M +921,134 +28%
HI
6
Harbour Investments
Wisconsin
$98M +$13.3M +536,285 +16%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$78.9M +$4.52M +182,381 +6%
Ameriprise
8
Ameriprise
Minnesota
$76.7M +$12.2M +491,135 +19%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$69.7M +$3.7M +149,181 +6%
HighTower Advisors
10
HighTower Advisors
Illinois
$52.8M +$2.02M +81,319 +4%
WWMSC
11
Wagner Wealth Management (South Carolina)
South Carolina
$50.7M +$8.57M +345,506 +20%
Truist Financial
12
Truist Financial
North Carolina
$48.9M +$4.2M +169,535 +9%
ACA
13
Aptus Capital Advisors
Alabama
$45.8M +$8.4M +339,001 +22%
Raymond James Financial
14
Raymond James Financial
Florida
$45.3M +$45.6M +1,837,604 New
JP Morgan Chase
15
JP Morgan Chase
New York
$43.9M +$13.2M +532,702 +43%
Osaic Holdings
16
Osaic Holdings
Arizona
$37.4M -$1.7M -68,528 -4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$35.3M +$2.01M +80,901 +6%
AWM
18
Apollon Wealth Management
South Carolina
$34M +$1.92M +77,279 +6%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$30.8M +$5.62M +226,748 +22%
IA
20
IFP Advisors
Florida
$30M +$1.2M +48,391 +4%
MFA
21
Morling Financial Advisors
California
$29.5M +$1.09M +44,152 +4%
CAG
22
Csenge Advisory Group
Florida
$28.9M -$504K -20,313 -2%
RCAG
23
Rehmann Capital Advisory Group
Michigan
$24M +$1.28M +51,637 +6%
B
24
Bensler
Washington
$23.2M +$1.36M +54,838 +6%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$23M -$3.06M -123,262 -12%