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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$104M +$28M +1,081,658 +36%
Morgan Stanley
2
Morgan Stanley
New York
$95.4M +$7.4M +285,588 +8%
Bank of America
3
Bank of America
North Carolina
$44.2M +$14.8M +572,518 +49%
First Trust Advisors
4
First Trust Advisors
Illinois
$37.6M -$11.4M -439,637 -23%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$29.1M +$11.3M +436,621 +62%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$26.9M +$916K +35,361 +3%
HighTower Advisors
7
HighTower Advisors
Illinois
$20.4M +$113K +4,346 +0.5%
Citadel Advisors
8
Citadel Advisors
Florida
$20.2M +$18.6M +716,486 +973%
DWM
9
Darwin Wealth Management
Florida
$19.5M -$1.31M -50,739 -6%
JWM
10
Janiczek Wealth Management
Colorado
$17.4M +$1.03M +39,609 +6%
UBS Group
11
UBS Group
Switzerland
$16.1M +$6.13M +236,632 +60%
VWA
12
Visionary Wealth Advisors
Illinois
$15.3M +$15.6M +601,090 New
MAM
13
Madison Asset Management
Wisconsin
$14.8M +$15.1M +581,101 New
MWM
14
Mattern Wealth Management
Kansas
$12.4M +$12.6M +485,457 New
SI
15
Stephens Inc
Arkansas
$12M +$3.8M +146,591 +45%
LWAC
16
Laurel Wealth Advisors (California)
California
$11.8M +$11.9M +461,047 New
PAG
17
Private Advisor Group
New Jersey
$11.7M +$2.48M +95,733 +26%
CFD
18
Creative Financial Designs
Indiana
$11.2M +$125K +4,807 +1%
HSA
19
HBK Sorce Advisory
Pennsylvania
$10.8M +$1.25M +48,369 +13%
PGWM
20
Pitti Group Wealth Management
New York
$10.6M +$1.75M +67,354 +19%
Stifel Financial
21
Stifel Financial
Missouri
$10.5M -$688K -26,549 -6%
Goldman Sachs
22
Goldman Sachs
New York
$10.5M +$10.7M +412,592 New
RA
23
RiverTree Advisors
Florida
$10.4M +$2.48M +95,525 +31%
FHC
24
First Heartland Consultants
Missouri
$9.37M -$1.64M -63,130 -15%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$9.18M -$2.78M -107,275 -23%