Stephens Inc’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Stephens Inc’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-8,547	Closed	-$215K	–	1344
2024 Q3	$215K	Buy	+8,547	New	+$213K	﹤0.01%	1172
2023 Q2	–	Sell	-260,677	Closed	-$6.31M	–	1284
2023 Q1	$6.31M	Sell	260,677 -20,162	-7%	-$490K	0.12%	188
2022 Q4	$6.77M	Sell	280,839 -67,245	-19%	-$1.61M	0.14%	173
2022 Q3	$8.29M	Sell	348,084 -78,936	-18%	-$1.94M	0.18%	138
2022 Q2	$10.5M	Sell	427,020 -43,027	-9%	-$1.08M	0.21%	109
2022 Q1	$12M	Buy	470,047 +146,591	+45%	+$3.8M	0.2%	115
2021 Q4	$8.53M	Buy	+323,456	New	+$8.55M	0.13%	172
2020 Q2	–	Sell	-11,900	Closed	-$287K	–	1202
2020 Q1	$287K	Buy	+11,900	New	+$303K	0.01%	786

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Stephens Inc's UCON Position: Q4 2024 in Review

Stephens Inc sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2024, closing a stake of 8,547 shares — an estimated $215K sold.

Stephens Inc first reported a position in UCON in Q1 2020 and held it in 8 quarters. The position peaked at $12M in Q1 2022. 301 funds tracked by Wall St. Rank hold UCON as of Q4 2024.

Stephens Inc reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2024 after selling out during the quarter.
Stephens Inc sold 8,547 First Trust Smith Unconstrained Bond ETF shares in Q4 2024, an estimated $215K.
Stephens Inc first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2020 and held it in 8 quarters.
Stephens Inc's First Trust Smith Unconstrained Bond ETF position peaked at $12M in Q1 2022.
301 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2024.

Based on Stephens Inc's 13F filing for Q4 2024, filed 28 Jan 2025.