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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$136M +$8.73M +360,767 +7%
Morgan Stanley
2
Morgan Stanley
New York
$87.6M -$3.84M -158,693 -4%
HI
3
Harbour Investments
Wisconsin
$49.8M +$2.1M +86,635 +4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$44.8M +$8.5M +351,227 +23%
Bank of America
5
Bank of America
North Carolina
$42.5M +$553K +22,865 +1%
UBS Group
6
UBS Group
Switzerland
$39.8M -$4.45M -183,934 -10%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$30.4M -$4.63M -191,236 -13%
LFG
8
Larson Financial Group
Missouri
$26.7M +$1.89M +78,252 +8%
VWA
9
Visionary Wealth Advisors
Illinois
$25.7M +$1.73M +71,503 +7%
CAG
10
Csenge Advisory Group
Florida
$25.1M +$1.03M +42,601 +4%
SWA
11
Stratos Wealth Advisors
Ohio
$24.9M +$4.53M +187,064 +22%
Osaic Holdings
12
Osaic Holdings
Arizona
$22.2M -$9.76M -403,483 -30%
IWC
13
Integrated Wealth Concepts
Massachusetts
$19M +$1.64M +67,701 +9%
ACA
14
Aptus Capital Advisors
Alabama
$16M +$16.2M +669,194 New
B
15
Bensler
Washington
$15.9M +$1.61M +66,408 +11%
Truist Financial
16
Truist Financial
North Carolina
$15.4M +$1.84M +76,229 +13%
GPWA
17
Great Point Wealth Advisors
Massachusetts
$14.9M +$3.78M +156,062 +33%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$14.9M +$320K +13,239 +2%
CWP
19
Cyndeo Wealth Partners
Florida
$14.8M +$361K +14,915 +2%
JWM
20
Janiczek Wealth Management
Colorado
$14.5M +$52.4K +2,164 +0.4%
HighTower Advisors
21
HighTower Advisors
Illinois
$14.2M -$1.12M -46,179 -7%
AWM
22
Apollon Wealth Management
South Carolina
$13.7M +$3.84M +158,576 +38%
DWM
23
Darwin Wealth Management
Florida
$13.1M -$618K -25,524 -4%
DAS
24
Dynamic Advisor Solutions
Arizona
$12.5M +$3.71M +153,230 +42%
SW
25
SlateStone Wealth
Florida
$12M +$304K +12,582 +3%