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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$198M +$26.8M +1,099,102 +16%
UBS Group
2
UBS Group
Switzerland
$192M +$13.8M +564,126 +8%
Morgan Stanley
3
Morgan Stanley
New York
$149M +$10.3M +423,516 +7%
Bank of America
4
Bank of America
North Carolina
$87.4M +$6.42M +262,957 +8%
HI
5
Harbour Investments
Wisconsin
$70.2M +$4.34M +177,889 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$57.1M -$2.13M -87,312 -4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$53.1M +$2.38M +97,698 +5%
HighTower Advisors
8
HighTower Advisors
Illinois
$49M +$34.7M +1,421,550 +244%
Osaic Holdings
9
Osaic Holdings
Arizona
$37.2M +$1.1M +45,022 +3%
Truist Financial
10
Truist Financial
North Carolina
$33M +$1.78M +72,920 +6%
AWM
11
Apollon Wealth Management
South Carolina
$30.7M +$2.82M +115,336 +10%
ACA
12
Aptus Capital Advisors
Alabama
$28.8M +$427K +17,484 +2%
CAG
13
Csenge Advisory Group
Florida
$28.7M +$1.02M +41,633 +4%
WWMSC
14
Wagner Wealth Management (South Carolina)
South Carolina
$28.1M +$3.09M +126,766 +12%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$28.1M -$955K -39,142 -3%
IA
16
IFP Advisors
Florida
$28M +$12.5M +511,472 +81%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$24.8M +$9.64M +395,069 +64%
Ameriprise
18
Ameriprise
Minnesota
$23.9M +$23.9M +979,451 New
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$23.1M +$4.76M +194,912 +26%
Wells Fargo
20
Wells Fargo
California
$22.5M +$19.3M +790,549 +608%
LFG
21
Larson Financial Group
Missouri
$22.2M -$3.01M -123,255 -12%
EC
22
EdgeRock Capital
Colorado
$21.8M +$1.04M +42,668 +5%
MFA
23
Morling Financial Advisors
California
$21.4M +$21.3M +873,890 New
IWC
24
Integrated Wealth Concepts
Massachusetts
$20M +$431K +17,646 +2%
B
25
Bensler
Washington
$20M +$1.45M +59,489 +8%