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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$128M -$7.19M -295,442 -5%
Morgan Stanley
2
Morgan Stanley
New York
$92.4M -$38.9M -1,598,434 -29%
Jane Street
3
Jane Street
New York
$50.6M -$12.1M -498,611 -19%
HI
4
Harbour Investments
Wisconsin
$48.3M +$365K +15,011 +0.8%
UBS Group
5
UBS Group
Switzerland
$44.7M +$12.7M +523,106 +39%
Bank of America
6
Bank of America
North Carolina
$42.4M -$4.99M -204,899 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$36.8M +$6.45M +264,912 +21%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$35.3M +$7.9M +324,359 +29%
Osaic Holdings
9
Osaic Holdings
Arizona
$32.2M +$6.92M +284,097 +27%
LFG
10
Larson Financial Group
Missouri
$25.1M +$2.69M +110,373 +12%
CAG
11
Csenge Advisory Group
Florida
$24.4M +$8.05M +330,614 +49%
VWA
12
Visionary Wealth Advisors
Illinois
$24.3M +$2.77M +113,860 +13%
SWA
13
Stratos Wealth Advisors
Ohio
$20.7M +$416K +17,106 +2%
IWC
14
Integrated Wealth Concepts
Massachusetts
$17.5M +$17.7M +726,093 New
HighTower Advisors
15
HighTower Advisors
Illinois
$15.5M -$385K -15,813 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$14.8M +$304K +12,469 +2%
CWP
17
Cyndeo Wealth Partners
Florida
$14.6M +$476K +19,544 +3%
JWM
18
Janiczek Wealth Management
Colorado
$14.6M -$160K -6,558 -1%
B
19
Bensler
Washington
$14.4M -$152K -6,224 -1%
DWM
20
Darwin Wealth Management
Florida
$13.8M -$418K -17,173 -3%
Truist Financial
21
Truist Financial
North Carolina
$13.7M -$115K -4,720 -0.8%
EC
22
EdgeRock Capital
Colorado
$13.2M -$1.11M -45,528 -8%
PAG
23
Private Advisor Group
New Jersey
$12.2M -$3.77M -155,054 -23%
SW
24
SlateStone Wealth
Florida
$11.9M +$12M +491,362 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$11.4M -$190K -7,819 -2%