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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$268M -$11.6M -466,054 -4%
Morgan Stanley
2
Morgan Stanley
New York
$197M +$15.5M +620,926 +9%
Wells Fargo
3
Wells Fargo
California
$150M +$16.2M +646,697 +12%
Ameriprise
4
Ameriprise
Minnesota
$101M +$30.9M +1,238,354 +45%
Bank of America
5
Bank of America
North Carolina
$95.7M +$1.49M +59,713 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$92M -$10.6M -424,842 -10%
HI
7
Harbour Investments
Wisconsin
$73.6M +$6.46M +258,718 +10%
HighTower Advisors
8
HighTower Advisors
Illinois
$59.6M +$1.87M +75,044 +3%
Raymond James Financial
9
Raymond James Financial
Florida
$56.3M +$7.27M +290,839 +15%
Osaic Holdings
10
Osaic Holdings
Arizona
$48.9M +$8.41M +336,703 +21%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$47.3M -$8.29M -331,982 -15%
JP Morgan Chase
12
JP Morgan Chase
New York
$41.4M +$799K +31,961 +2%
Truist Financial
13
Truist Financial
North Carolina
$40M -$7.8M -312,198 -16%
Stifel Financial
14
Stifel Financial
Missouri
$38.3M +$23.3M +930,972 +158%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$33.9M +$3.23M +129,165 +11%
CAG
16
Csenge Advisory Group
Florida
$32.4M +$978K +39,154 +3%
WWMSC
17
Wagner Wealth Management (South Carolina)
South Carolina
$26.9M +$6.57M +262,983 +33%
DAS
18
Dynamic Advisor Solutions
Arizona
$24.2M +$653K +26,147 +3%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$24.2M -$8.14M -326,004 -25%
IWC
20
Integrated Wealth Concepts
Massachusetts
$23.9M +$2.77M +110,919 +13%
IA
21
IFP Advisors
Florida
$22.5M -$1.35M -54,221 -6%
Focus Partners Wealth
22
Focus Partners Wealth
Massachusetts
$22.5M +$2.85M +114,096 +15%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$19.6M -$12M -478,933 -38%
CWP
24
Cyndeo Wealth Partners
Florida
$18.7M -$44.6K -1,785 -0.2%
TA
25
TruWealth Advisors
Louisiana
$18.4M +$8.62K +345 +0%