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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$306M +$38.1M +1,509,510 +14%
Morgan Stanley
2
Morgan Stanley
New York
$210M +$13.1M +518,585 +7%
Wells Fargo
3
Wells Fargo
California
$157M +$7.23M +286,822 +5%
Ameriprise
4
Ameriprise
Minnesota
$122M +$21.1M +836,292 +21%
Bank of America
5
Bank of America
North Carolina
$99.6M +$3.95M +156,465 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$95.6M +$3.77M +149,464 +4%
HI
7
Harbour Investments
Wisconsin
$89.6M +$16.1M +638,178 +22%
Raymond James Financial
8
Raymond James Financial
Florida
$66.4M +$10.2M +403,118 +18%
HighTower Advisors
9
HighTower Advisors
Illinois
$60.9M +$1.37M +54,134 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$51.1M +$1.98M +78,602 +4%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$48.7M +$1.45M +57,527 +3%
Truist Financial
12
Truist Financial
North Carolina
$42.6M +$2.69M +106,843 +7%
Stifel Financial
13
Stifel Financial
Missouri
$39.7M +$1.52M +60,163 +4%
CAG
14
Csenge Advisory Group
Florida
$36.7M +$4.36M +172,871 +13%
TC
15
Trilogy Capital
California
$34.4M +$34.5M +1,368,646 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$33.9M +$92.7K +3,676 +0.3%
ACA
17
Aptus Capital Advisors
Alabama
$32.8M +$25M +991,683 +319%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$31.3M +$7.17M +284,504 +30%
JP Morgan Chase
19
JP Morgan Chase
New York
$28.1M -$13.3M -525,732 -32%
WWMSC
20
Wagner Wealth Management (South Carolina)
South Carolina
$28M +$1.15M +45,526 +4%
Focus Partners Wealth
21
Focus Partners Wealth
Massachusetts
$24M +$1.64M +64,861 +7%
IA
22
IFP Advisors
Florida
$21.7M -$859K -34,080 -4%
MML Investors Services
23
MML Investors Services
Massachusetts
$21M +$10.6M +419,769 +101%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$20.7M +$1.17M +46,238 +6%
TA
25
TruWealth Advisors
Louisiana
$20M +$1.61M +63,903 +9%