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First Trust Smith Unconstrained Bond ETF
UCON

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$53.2M +$8.45M +317,141 +19%
Morgan Stanley
2
Morgan Stanley
New York
$24.1M +$24M +902,788 +421,864%
DWM
3
Darwin Wealth Management
Florida
$23.7M +$5.73M +215,289 +32%
HI
4
Harbour Investments
Wisconsin
$22.4M +$21M +788,406 +1,555%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.2M +$7.52M +282,376 +65%
HighTower Advisors
6
HighTower Advisors
Illinois
$18.5M -$722K -27,117 -4%
First Trust Advisors
7
First Trust Advisors
Illinois
$18.4M +$18.3M +688,682 New
JWM
8
Janiczek Wealth Management
Colorado
$15.2M +$678K +25,449 +5%
CFD
9
Creative Financial Designs
Indiana
$11M +$560K +21,015 +5%
NCM
10
Northwest Capital Management
Oregon
$9.84M -$286K -10,730 -3%
HSA
11
HBK Sorce Advisory
Pennsylvania
$9.47M +$160K +6,004 +2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$8.37M +$6.43M +241,239 +332%
Stifel Financial
13
Stifel Financial
Missouri
$7.62M +$177K +6,627 +2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$7.42M +$6.04M +226,706 +440%
AWM
15
AE Wealth Management
Kansas
$6.72M +$410K +15,393 +7%
SMF
16
Sterling Manor Financial
New York
$6.25M +$3.01M +113,108 +93%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.16M +$4.49M +168,453 +674%
PAG
18
Private Advisor Group
New Jersey
$5.08M +$4.68M +175,860 +1,214%
QA
19
Quantitative Advantage
Minnesota
$4.94M -$102K -3,830 -2%
AI
20
Atria Investments
North Carolina
$4.85M -$2.47M -92,716 -34%
AIC
21
Ameritas Investment Company
Nebraska
$4.49M +$169K +6,360 +125%
RIA
22
Regal Investment Advisors
Michigan
$4.49M +$4.48M +168,328 New
Osaic Holdings
23
Osaic Holdings
Arizona
$4.36M +$963K +36,159 +28%
AWA
24
Arkadios Wealth Advisors
Georgia
$4.01M +$132K +4,966 +3%
Bank of America
25
Bank of America
North Carolina
$3.88M -$21.7K -813 -0.6%
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