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Regal Investment Advisors’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Regal Investment Advisors’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-10,036
Closed -$253K – 676
2025
Q4 		$253K Buy
+10,036
New +$253K 0.02% 547
2024
Q4 		– Sell
-137,939
Closed -$3.47M – 518
2024
Q3 		$3.47M Sell
137,939
-251,074
-65% -$6.25M 0.24% 121
2024
Q2 		$9.51M Buy
389,013
+16,209
+4% +$396K 0.62% 35
2024
Q1 		$9.17M Buy
372,804
+11,038
+3% +$272K 0.63% 33
2023
Q4 		$8.95M Sell
361,766
-5,144
-1% -$124K 0.68% 34
2023
Q3 		$8.77M Buy
366,910
+29,217
+9% +$707K 0.74% 30
2023
Q2 		$8.16M Buy
337,693
+19,465
+6% +$474K 0.68% 34
2023
Q1 		$7.7M Buy
318,228
+160,873
+102% +$3.91M 0.68% 33
2022
Q4 		$3.79M Sell
157,355
-17,852
-10% -$429K 0.37% 76
2022
Q3 		$4.17M Sell
175,207
-430
-0.2% -$10.6K 0.44% 64
2022
Q2 		$4.3M Sell
175,637
-2,514
-1% -$62.8K 0.45% 61
2022
Q1 		$4.55M Buy
178,151
+725
+0.4% +$18.8K 0.42% 62
2021
Q4 		$4.68M Buy
177,426
+2,757
+2% +$72.9K 0.41% 63
2021
Q3 		$4.64M Buy
174,669
+6,341
+4% +$169K 0.45% 57
2021
Q2 		$4.49M Buy
+168,328
New +$4.48M 0.45% 56
2021
Q1 		– Sell
-12,558
Closed -$335K – 395
2020
Q4 		$335K Buy
+12,558
New +$332K 0.04% 340
2020
Q3 		– Sell
-12,116
Closed -$312K – 269
2020
Q2 		$312K Buy
+12,116
New +$304K 0.06% 241

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Regal Investment Advisors's UCON Position: Q1 2026 in Review

Regal Investment Advisors sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q1 2026, closing a stake of 10,036 shares — an estimated $253K sold.

Regal Investment Advisors first reported a position in UCON in Q2 2020 and held it in 17 quarters. The position peaked at $9.51M in Q2 2024. 275 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

  • Regal Investment Advisors reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q1 2026 after selling out during the quarter.
  • Regal Investment Advisors sold 10,036 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $253K.
  • Regal Investment Advisors first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2020 and held it in 17 quarters.
  • Regal Investment Advisors's First Trust Smith Unconstrained Bond ETF position peaked at $9.51M in Q2 2024.
  • 275 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.