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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$136M +$7.57M +311,648 +6%
Morgan Stanley
2
Morgan Stanley
New York
$131M -$3.4M -139,939 -3%
Jane Street
3
Jane Street
New York
$62.8M +$57.7M +2,373,669 +1,078%
HI
4
Harbour Investments
Wisconsin
$48M +$19.5M +802,295 +68%
Bank of America
5
Bank of America
North Carolina
$47.4M +$6.03M +248,332 +15%
PVI
6
Pine Valley Investments
New Jersey
$33.8M +$33.5M +1,377,559 New
UBS Group
7
UBS Group
Switzerland
$32.1M +$1.74M +71,536 +6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$30.5M -$18M -741,364 -37%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$27.5M -$2.92M -120,132 -10%
Osaic Holdings
10
Osaic Holdings
Arizona
$25.4M +$6.1M +251,254 +31%
AWM
11
AE Wealth Management
Kansas
$22.9M +$4.82M +198,246 +27%
LFG
12
Larson Financial Group
Missouri
$22.5M +$2.55M +104,846 +13%
VWA
13
Visionary Wealth Advisors
Illinois
$21.6M -$3.35M -138,032 -13%
SWA
14
Stratos Wealth Advisors
Ohio
$20.3M +$2.11M +86,856 +12%
CAG
15
Csenge Advisory Group
Florida
$16.4M +$3.79M +156,135 +30%
PAG
16
Private Advisor Group
New Jersey
$16M -$1.02M -41,807 -6%
HighTower Advisors
17
HighTower Advisors
Illinois
$15.9M -$1.91M -78,531 -11%
JWM
18
Janiczek Wealth Management
Colorado
$14.8M -$491K -20,204 -3%
B
19
Bensler
Washington
$14.6M +$2.47M +101,756 +20%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$14.5M +$2.31M +95,203 +19%
DWM
21
Darwin Wealth Management
Florida
$14.3M -$413K -17,018 -3%
EC
22
EdgeRock Capital
Colorado
$14.3M +$4.39M +180,614 +44%
CWP
23
Cyndeo Wealth Partners
Florida
$14.1M +$7.07M +291,195 +100%
Truist Financial
24
Truist Financial
North Carolina
$13.9M -$4.01M -164,912 -22%
First Trust Advisors
25
First Trust Advisors
Illinois
$13.2M -$2.31M -94,903 -15%