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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$63.9M +$10.9M +410,694 +21%
Morgan Stanley
2
Morgan Stanley
New York
$39.3M +$15.3M +575,457 +64%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$26.8M +$7.68M +288,443 +40%
HI
4
Harbour Investments
Wisconsin
$23.6M +$1.28M +48,060 +6%
DWM
5
Darwin Wealth Management
Florida
$23.1M -$554K -20,817 -2%
HighTower Advisors
6
HighTower Advisors
Illinois
$20.7M +$2.25M +84,333 +12%
First Trust Advisors
7
First Trust Advisors
Illinois
$18.8M +$541K +20,338 +3%
Bank of America
8
Bank of America
North Carolina
$16.9M +$13M +488,629 +336%
JWM
9
Janiczek Wealth Management
Colorado
$15.9M +$712K +26,758 +5%
AWM
10
AE Wealth Management
Kansas
$12.6M +$5.87M +220,374 +87%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$12M +$3.66M +137,397 +44%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$11.6M +$6.45M +242,176 +125%
CFD
13
Creative Financial Designs
Indiana
$11.2M +$194K +7,290 +2%
Stifel Financial
14
Stifel Financial
Missouri
$10.5M +$2.87M +107,816 +38%
HSA
15
HBK Sorce Advisory
Pennsylvania
$9.9M +$462K +17,339 +5%
NCM
16
Northwest Capital Management
Oregon
$9.24M -$540K -20,269 -5%
PAG
17
Private Advisor Group
New Jersey
$8.85M +$3.8M +142,550 +75%
RCAG
18
Rehmann Capital Advisory Group
Michigan
$7.64M +$6.72M +252,345 +706%
FHC
19
First Heartland Consultants
Missouri
$7.29M +$4.23M +158,989 +138%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$7.08M -$315K -11,847 -4%
SMF
21
Sterling Manor Financial
New York
$6.36M +$124K +4,651 +2%
UBS Group
22
UBS Group
Switzerland
$6.27M +$5.28M +198,187 +528%
Osaic Holdings
23
Osaic Holdings
Arizona
$5.63M +$1.28M +48,229 +29%
QA
24
Quantitative Advantage
Minnesota
$4.93M +$8.89K +334 +0.2%
RIA
25
Regal Investment Advisors
Michigan
$4.64M +$169K +6,341 +4%