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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$117M +$26M +1,040,443 +28%
LPL Financial
2
LPL Financial
California
$109M +$9.54M +381,943 +9%
Bank of America
3
Bank of America
North Carolina
$48.9M +$6.57M +263,105 +15%
HI
4
Harbour Investments
Wisconsin
$30.1M +$30.7M +1,227,448 New
First Trust Advisors
5
First Trust Advisors
Illinois
$28.9M -$7.29M -291,707 -20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$28.7M +$2.96M +118,454 +11%
VWA
7
Visionary Wealth Advisors
Illinois
$21.7M +$7.08M +283,275 +47%
HighTower Advisors
8
HighTower Advisors
Illinois
$20.1M +$502K +20,076 +3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$19.6M -$8.54M -341,989 -30%
DWM
10
Darwin Wealth Management
Florida
$17.6M -$1.37M -54,979 -7%
TWM
11
Tolleson Wealth Management
Texas
$17.5M +$16.2M +647,983 +994%
PAG
12
Private Advisor Group
New Jersey
$17.1M +$5.96M +238,470 +52%
UBS Group
13
UBS Group
Switzerland
$16.4M +$970K +38,810 +6%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$16.1M +$7.42M +297,015 +83%
JWM
15
Janiczek Wealth Management
Colorado
$15.7M -$1.32M -52,747 -8%
MAM
16
Madison Asset Management
Wisconsin
$13.2M -$1.1M -44,173 -8%
Osaic Holdings
17
Osaic Holdings
Arizona
$11.3M +$1.92M +76,658 +20%
B
18
Bensler
Washington
$11.2M +$11.4M +455,130 New
FPF
19
First Pacific Financial
Washington
$11M +$9.56M +382,786 +569%
CFD
20
Creative Financial Designs
Indiana
$10.9M +$186K +7,429 +2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$10.9M +$11.1M +445,200 New
MWM
22
Mattern Wealth Management
Kansas
$10.7M -$1.24M -49,510 -10%
SI
23
Stephens Inc
Arkansas
$10.5M -$1.08M -43,027 -9%
PGWM
24
Pitti Group Wealth Management
New York
$10M -$187K -7,502 -2%
RA
25
RiverTree Advisors
Florida
$9.68M -$304K -12,162 -3%