AWM
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AE Wealth Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

AE Wealth Management’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$383K Buy
15,413
+2,961
+24% +$73.7K ﹤0.01% 1357
2026
Q1 		$308K Buy
12,452
+1,411
+13% +$35.4K ﹤0.01% 1360
2025
Q4 		$278K Buy
11,041
+5,841
+112% +$147K ﹤0.01% 1349
2025
Q3 		$131K Buy
5,200
+1,142
+28% +$28.5K ﹤0.01% 1494
2025
Q2 		$101K Sell
4,058
-1,867
-32% -$46.1K ﹤0.01% 1481
2025
Q1 		$147K Sell
5,925
-29,747
-83% -$736K ﹤0.01% 1353
2024
Q4 		$879K Buy
35,672
+3,219
+10% +$79.8K 0.01% 734
2024
Q3 		$816K Buy
32,453
+2,115
+7% +$52.7K 0.01% 752
2024
Q2 		$742K Buy
30,338
+20,703
+215% +$505K 0.01% 784
2024
Q1 		$237K Sell
9,635
-304,437
-97% -$7.49M ﹤0.01% 1039
2023
Q4 		$7.73M Sell
314,072
-156,833
-33% -$3.78M 0.04% 464
2023
Q3 		$11.3M Buy
470,905
+82,210
+21% +$1.99M 0.07% 353
2023
Q2 		$9.39M Sell
388,695
-557,639
-59% -$13.6M 0.06% 382
2023
Q1 		$22.9M Buy
946,334
+198,246
+27% +$4.82M 0.15% 158
2022
Q4 		$18M Buy
748,088
+601,650
+411% +$14.4M 0.13% 187
2022
Q3 		$3.49M Sell
146,438
-17,279
-11% -$425K 0.03% 523
2022
Q2 		$4.01M Sell
163,717
-105,903
-39% -$2.65M 0.03% 450
2022
Q1 		$6.88M Sell
269,620
-61,861
-19% -$1.6M 0.05% 366
2021
Q4 		$8.74M Sell
331,481
-140,908
-30% -$3.72M 0.06% 300
2021
Q3 		$12.6M Buy
472,389
+220,374
+87% +$5.87M 0.1% 204
2021
Q2 		$6.72M Buy
252,015
+15,393
+7% +$410K 0.06% 299
2021
Q1 		$6.3M Buy
+236,622
New +$6.31M 0.06% 277
2020
Q3 		– Sell
-8,594
Closed -$221K – 1383
2020
Q2 		$221K Sell
8,594
-2,687
-24% -$67.4K ﹤0.01% 1124
2020
Q1 		$272K Sell
11,281
-2,809
-20% -$71.4K 0.01% 907
2019
Q4 		$365K Buy
+14,090
New +$364K 0.01% 835

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

AE Wealth Management's UCON Position: Q2 2026 in Review

AE Wealth Management increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 24% in Q2 2026, buying an estimated $73.7K and bringing the position to 15,413 shares worth $383K. The position accounts for ﹤0.01% of the portfolio, ranked #1357.

AE Wealth Management first reported a position in UCON in Q4 2019 and has held it in 25 quarters since. The position peaked at $22.9M in Q1 2023. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • AE Wealth Management held 15,413 shares of First Trust Smith Unconstrained Bond ETF worth $383K as of Q2 2026.
  • AE Wealth Management bought 2,961 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $73.7K.
  • First Trust Smith Unconstrained Bond ETF made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #1357 holding.
  • AE Wealth Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2019 and has held it in 25 quarters since.
  • AE Wealth Management's First Trust Smith Unconstrained Bond ETF position peaked at $22.9M in Q1 2023.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.