Next Financial Group’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Next Financial Group’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$21K	Sell	793 -16,895	-96%	-$447K	﹤0.01%	1869
2021 Q3	$470K	Sell	17,688 -1,170	-6%	-$31.1K	0.04%	486
2021 Q2	$502K	Buy	18,858 +575	+3%	+$15.3K	0.04%	468
2021 Q1	$487K	Buy	18,283 +3,602	+25%	+$96.1K	0.04%	438
2020 Q4	$392K	Buy	14,681 +11,944	+436%	+$316K	0.04%	461
2020 Q3	$72K	Buy	+2,737	New	+$71.6K	0.01%	987
2020 Q2	–	Sell	-9,169	Closed	-$221K	–	1819
2020 Q1	$221K	Sell	9,169 -7,250	-44%	-$184K	0.03%	501
2019 Q4	$425K	Sell	16,419 -11,404	-41%	-$295K	0.04%	406
2019 Q3	$717K	Buy	27,823 +2,842	+11%	+$73.2K	0.08%	283
2019 Q2	$643K	Buy	+24,981	New	+$637K	0.07%	292
2019 Q1	–	Sell	-368	Closed	-$9K	–	2103
2018 Q4	$9K	Buy	+368	New	+$9.22K	﹤0.01%	1390

Other funds holding UCON

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

DWM

Darwin Wealth Management Tampa, Florida $365M AUM 22.69% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

JWM

Janiczek Wealth Management Denver, Colorado $477M AUM 15.17% 1-Year Est. Return

Next Financial Group's UCON Position: Q4 2021 in Review

Next Financial Group reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 96% in Q4 2021, selling an estimated $447K and leaving 793 shares worth $21K. The position accounts for ﹤0.01% of the portfolio, ranked #1869.

Next Financial Group first reported a position in UCON in Q4 2018 and has held it in 11 quarters since. The position peaked at $717K in Q3 2019. 115 funds tracked by Wall St. Rank hold UCON as of Q4 2021.

Next Financial Group held 793 shares of First Trust Smith Unconstrained Bond ETF worth $21K as of Q4 2021.
Next Financial Group sold 16,895 First Trust Smith Unconstrained Bond ETF shares in Q4 2021, an estimated $447K.
First Trust Smith Unconstrained Bond ETF made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #1869 holding.
Next Financial Group first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2018 and has held it in 11 quarters since.
Next Financial Group's First Trust Smith Unconstrained Bond ETF position peaked at $717K in Q3 2019.
115 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.