Commonwealth Financial Services’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Commonwealth Financial Services’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$515K	Sell	21,702 -131,298	-86%	-$3.22M	0.09%	115
2026 Q2	$3.81M	Sell	153,000 -612,621	-80%	-$15.3M	0.51%	43
2026 Q1	$19M	Buy	765,621 +55,846	+8%	+$1.4M	3%	7
2025 Q4	$17.9M	Buy	709,775 +9,765	+1%	+$246K	2.95%	8
2025 Q3	$17.6M	Buy	700,010 +7,064	+1%	+$176K	3.02%	7
2025 Q2	$17.2M	Sell	692,946 -21,329	-3%	-$526K	3.32%	7
2025 Q1	$17.7M	Sell	714,275 -13,466	-2%	-$333K	3.62%	6
2024 Q4	$17.9M	Buy	727,741 +422	+0.1%	+$10.5K	3.52%	6
2024 Q3	$18.3M	Buy	727,319 +29,277	+4%	+$729K	3.61%	6
2024 Q2	$17.1M	Buy	698,042 +59,424	+9%	+$1.45M	3.51%	6
2024 Q1	$15.8M	Sell	638,618 -1,748	-0.3%	-$43K	3.72%	5
2023 Q4	$15.8M	Buy	640,366 +204,873	+47%	+$4.93M	3.73%	5
2023 Q3	$10.4M	Buy	+435,493	New	+$10.5M	3.1%	7

Other funds holding UCON

Trilogy Capital Irvine, California $2.61B AUM 14.55% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

Cyndeo Wealth Partners St. Petersburg, Florida $2.21B AUM 17.29% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $573M AUM 5.65% 1-Year Est. Return

Dynamic Advisor Solutions Phoenix, Arizona $3.52B AUM 15.33% 1-Year Est. Return

First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return

NAL

Nearside Advisors, LLC Indianapolis, Indiana $140M AUM

Focus Financial Network Minneapolis, Minnesota $3.3B AUM 21.52% 1-Year Est. Return

Fairway Financial Casselberry, Florida $160M AUM 10.84% 1-Year Est. Return

Diversify Advisory Services Sandy, Utah $6.69B AUM 18.85% 1-Year Est. Return

Commonwealth Financial Services's UCON Position: Q3 2026 in Review

Commonwealth Financial Services reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 86% in Q3 2026, selling an estimated $3.22M and leaving 21,702 shares worth $515K. The position accounts for 0.09% of the portfolio, ranked #115.

Commonwealth Financial Services first reported a position in UCON in Q3 2023 and has held it in 13 quarters since. The position peaked at $19M in Q1 2026. 65 funds tracked by Wall St. Rank hold UCON as of Q3 2026.

Commonwealth Financial Services held 21,702 shares of First Trust Smith Unconstrained Bond ETF worth $515K as of Q3 2026.
Commonwealth Financial Services sold 131,298 First Trust Smith Unconstrained Bond ETF shares in Q3 2026, an estimated $3.22M.
First Trust Smith Unconstrained Bond ETF made up 0.09% of Commonwealth Financial Services's portfolio in Q3 2026, its #115 holding.
Commonwealth Financial Services first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2023 and has held it in 13 quarters since.
Commonwealth Financial Services's First Trust Smith Unconstrained Bond ETF position peaked at $19M in Q1 2026.
65 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2026.

Based on Commonwealth Financial Services's 13F filing for Q3 2026, filed 20 Oct 2026.