Gladstone Institutional Advisory’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Gladstone Institutional Advisory’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-17,482	Closed	-$423K	–	712
2023 Q1	$423K	Sell	17,482 -20,599	-54%	-$500K	0.03%	446
2022 Q4	$918K	Sell	38,081 -45,896	-55%	-$1.1M	0.06%	290
2022 Q3	$2M	Buy	83,977 +40,275	+92%	+$992K	0.16%	165
2022 Q2	$1.07M	Sell	43,702 -5,609	-11%	-$140K	0.08%	257
2022 Q1	$1.26M	Sell	49,311 -5,951	-11%	-$154K	0.09%	252
2021 Q4	$1.46M	Sell	55,262 -4,266	-7%	-$113K	0.11%	226
2021 Q3	$1.58M	Buy	59,528 +2,316	+4%	+$61.7K	0.15%	172
2021 Q2	$1.52M	Buy	57,212 +47,302	+477%	+$1.26M	0.18%	133
2021 Q1	$264K	Buy	9,910 +784	+9%	+$20.9K	0.04%	344
2020 Q4	$243K	Buy	+9,126	New	+$241K	0.05%	265
2020 Q1	–	Sell	-14,137	Closed	-$366K	–	317
2019 Q4	$366K	Sell	14,137 -3,245	-19%	-$83.8K	0.09%	167
2019 Q3	$448K	Sell	17,382 -11,368	-40%	-$293K	0.11%	156
2019 Q2	$740K	Sell	28,750 -101,974	-78%	-$2.6M	0.23%	98
2019 Q1	$3.31M	Buy	130,724 +898	+0.7%	+$22.6K	1.22%	21
2018 Q4	$3.23M	Buy	+129,826	New	+$3.25M	1.88%	11

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LFG

Larson Financial Group St Louis, Missouri $3.13B AUM 22.88% 1-Year Est. Return

Gladstone Institutional Advisory's UCON Position: Q2 2023 in Review

Gladstone Institutional Advisory sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q2 2023, closing a stake of 17,482 shares — an estimated $423K sold.

Gladstone Institutional Advisory first reported a position in UCON in Q4 2018 and held it in 15 quarters. The position peaked at $3.31M in Q1 2019. 184 funds tracked by Wall St. Rank hold UCON as of Q2 2023.

Gladstone Institutional Advisory reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q2 2023 after selling out during the quarter.
Gladstone Institutional Advisory sold 17,482 First Trust Smith Unconstrained Bond ETF shares in Q2 2023, an estimated $423K.
Gladstone Institutional Advisory first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2018 and held it in 15 quarters.
Gladstone Institutional Advisory's First Trust Smith Unconstrained Bond ETF position peaked at $3.31M in Q1 2019.
184 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2023.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2023, filed 10 Aug 2023.