SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
This Quarter Return
+10.29%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.33B
AUM Growth
+$3.33B
Cap. Flow
-$52.7M
Cap. Flow %
-1.59%
Top 10 Hldgs %
25.92%
Holding
1,332
New
141
Increased
504
Reduced
569
Closed
93

Top Buys

1
IDV icon
iShares International Select Dividend ETF
IDV
$13.5M
2
AFLG icon
First Trust Active Factor Large Cap ETF
AFLG
$4.45M
3
BFRZ
Innovator Equity Managed 100 Buffer ETF
BFRZ
$3.81M
4
FLRT icon
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$3.69M
5
ISEP icon
Innovator International Developed Power Buffer ETF September
ISEP
$3.62M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$9.12M
2
AAPL icon
Apple
AAPL
$8.82M
3
MSFT icon
Microsoft
MSFT
$8.08M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
$6.4M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
$6.07M

Sector Composition

1 Technology 14.22%
2 Financials 4.49%
3 Consumer Discretionary 4.4%
4 Healthcare 3.36%
5 Industrials 3.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XERS icon
1226
Xeris Biopharma Holdings
XERS
$1.27B
$46.9K ﹤0.01%
10,050
-63,900
-86% -$298K
OXSQ icon
1227
Oxford Square Capital
OXSQ
$172M
$46.3K ﹤0.01%
20,784
+312
+2% +$696
CGTX icon
1228
Cognition Therapeutics
CGTX
$174M
$45.8K ﹤0.01%
147,990
-460,400
-76% -$143K
IBRX icon
1229
ImmunityBio
IBRX
$2.24B
$44.9K ﹤0.01%
17,000
– –
SB icon
1230
Safe Bulkers
SB
$442M
$42.2K ﹤0.01%
11,703
-96
-0.8% -$347
CUE icon
1231
Cue Biopharma
CUE
$60.9M
$37.9K ﹤0.01%
55,500
-270,760
-83% -$185K
PLUG icon
1232
Plug Power
PLUG
$1.72B
$36.2K ﹤0.01%
24,281
+1,024
+4% +$1.53K
UAMY icon
1233
United States Antimony
UAMY
$536M
$32.7K ﹤0.01%
+15,000
New +$32.7K
LCID icon
1234
Lucid Motors
LCID
$51.6B
$32.2K ﹤0.01%
+15,280
New +$32.2K
OPK icon
1235
Opko Health
OPK
$1.1B
$23.7K ﹤0.01%
17,972
– –
INTS icon
1236
Intensity Therapeutics
INTS
$12.7M
$21.2K ﹤0.01%
69,167
+14,330
+26% +$4.4K
TLRY icon
1237
Tilray
TLRY
$1.31B
$6.69K ﹤0.01%
16,137
+2,553
+19% +$1.06K
SQFTW icon
1238
Presidio Property Trust, Inc. Series A Common Stock Purchase Warrants
SQFTW
$423K
$344 ﹤0.01%
10,218
– –
APTO
1239
DELISTED
Aptose Biosciences, Inc.
APTO
– –
-17,389
Closed -$54.8K
CMLS
1240
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-14,119
Closed -$6.24K
BECN
1241
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-2,500
Closed -$309K
NMAR
1242
Innovator Growth-100 Power Buffer ETF - March
NMAR
$38.1M
– –
-18,669
Closed -$473K
ACTU
1243
Actuate Therapeutics, Inc. Common stock
ACTU
$179M
– –
-23,675
Closed -$160K
IFEB icon
1244
Innovator International Developed Power Buffer ETF February
IFEB
$27.5M
– –
-39,270
Closed -$1.05M
XFLT
1245
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$428M
– –
-27,018
Closed -$160K
X
1246
DELISTED
US Steel
X
– –
-24,732
Closed -$1.05M
VIST icon
1247
Vista Energy
VIST
$3.98B
– –
-25,254
Closed -$1.18M
VGK icon
1248
Vanguard FTSE Europe ETF
VGK
$26.6B
– –
-11,332
Closed -$796K
VFMO icon
1249
Vanguard US Momentum Factor ETF
VFMO
$1.13B
– –
-1,418
Closed -$215K
VERX icon
1250
Vertex
VERX
$3.87B
– –
-10,845
Closed -$380K
48 49
50
51 52