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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONB icon
1226
Old National Bancorp
ONB
$10.1B
$208K 0.01%
9,405
+5
+0.1% +$117
IMO icon
1227
Imperial Oil
IMO
$62.1B
$208K 0.01%
+1,588
New +$178K
RSPU icon
1228
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$208K 0.01%
+2,559
New +$203K
SPSM icon
1229
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$207K 0.01%
4,289
-615
-13% -$30.4K
AXON
1230
Axon Enterprise
AXON
$40.5B
$207K 0.01%
488
-180
-27% -$93.5K
NFLT icon
1231
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$441M
$207K 0.01%
9,081
-66
-0.7% -$1.52K
LAND
1232
Gladstone Land Corp
LAND
$368M
$206K 0.01%
20,243
+2,417
+14% +$26K
AGGH icon
1233
Simplify Aggregate Bond ETF
AGGH
$571M
$206K 0.01%
10,145
+408
+4% +$8.44K
TSCO icon
1234
Tractor Supply
TSCO
$16.3B
$206K 0.01%
4,548
-251
-5% -$12.8K
TT icon
1235
Trane Technologies
TT
$106B
$205K 0.01%
493
-2,968
-86% -$1.26M
MSI icon
1236
Motorola Solutions
MSI
$69.4B
$204K 0.01%
470
-548
-54% -$237K
PCY icon
1237
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$204K 0.01%
9,750
– –
NULG icon
1238
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$204K 0.01%
2,240
+9
+0.4% +$862
CBOJ
1239
Calamos Bitcoin Structured Alt Protection ETF - January
CBOJ
$18.9M
$204K 0.01%
+8,572
New +$205K
TM icon
1240
Toyota
TM
$210B
$203K 0.01%
987
-639
-39% -$144K
HACK icon
1241
Amplify Cybersecurity ETF
HACK
$2.63B
$202K 0.01%
2,697
+117
+5% +$9.02K
ITB icon
1242
iShares US Home Construction ETF
ITB
$2.41B
$202K 0.01%
2,233
+41
+2% +$4.2K
MLM icon
1243
Martin Marietta Materials
MLM
$33.6B
$201K 0.01%
342
+8
+2% +$5.11K
QTEC icon
1244
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$201K 0.01%
931
-292
-24% -$66.8K
LTC
1245
LTC Properties
LTC
$2.16B
$201K 0.01%
+5,400
New +$203K
RSPT icon
1246
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$200K 0.01%
+4,425
New +$206K
MORT icon
1247
VanEck Mortgage REIT Income ETF
MORT
$370M
$198K 0.01%
19,288
-1,000
-5% -$10.7K
SMR icon
1248
NuScale Power
SMR
$2.8B
$195K 0.01%
17,954
+7,087
+65% +$108K
DIV icon
1249
Global X SuperDividend US ETF
DIV
$787M
$191K 0.01%
10,100
-565
-5% -$10.6K
HAFN icon
1250
Hafnia
HAFN
$3.82B
$190K 0.01%
25,000
-3,800
-13% -$25.2K
48 49
50
51 52

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.