SPC
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Sigma Planning Corp’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Sigma Planning Corp’s Portfolio SPSM Stock Details SPSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$207K Sell
4,289
-615
-13% -$30.4K 0.01% 1229
2025
Q4 		$230K Sell
4,904
-938
-16% -$43.7K 0.01% 1146
2025
Q3 		$271K Sell
5,842
-1,041
-15% -$46.7K 0.01% 1067
2025
Q2 		$293K Buy
6,883
+546
+9% +$22K 0.01% 1001
2025
Q1 		$258K Sell
6,337
-23,283
-79% -$1.03M 0.01% 1018
2024
Q4 		$1.33M Buy
29,620
+1,293
+5% +$60.1K 0.04% 394
2024
Q3 		$1.29M Buy
28,327
+20,689
+271% +$909K 0.04% 412
2024
Q2 		$317K Sell
7,638
-3,773
-33% -$157K 0.01% 906
2024
Q1 		$491K Buy
11,411
+6,027
+112% +$249K 0.02% 769
2023
Q4 		$227K Sell
5,384
-12,405
-70% -$467K 0.02% 731
2023
Q3 		$656K Sell
17,789
-1,885
-10% -$73.4K 0.02% 602
2023
Q2 		$764K Buy
+19,674
New +$731K 0.03% 564
2022
Q2 		– Sell
-6,233
Closed -$262K – 1421
2022
Q1 		$262K Sell
6,233
-4,597
-42% -$194K 0.01% 1128
2021
Q4 		$484K Buy
10,830
+4,685
+76% +$208K 0.01% 871
2021
Q3 		$262K Buy
6,145
+302
+5% +$12.9K 0.01% 1135
2021
Q2 		$257K Buy
+5,843
New +$254K 0.01% 1172

Other funds holding SPSM

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Financial Engines Advisors
Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return
Betterment LLC
Betterment LLC New York $52.8B AUM 15.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
VA
Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Sigma Planning Corp's SPSM Position: Q1 2026 in Review

Sigma Planning Corp reduced its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 13% in Q1 2026, selling an estimated $30.4K and leaving 4,289 shares worth $207K. The position accounts for 0.01% of the portfolio, ranked #1229.

Sigma Planning Corp first reported a position in SPSM in Q2 2021 and has held it in 16 quarters since. The position peaked at $1.33M in Q4 2024. 999 funds tracked by Wall St. Rank hold SPSM as of Q1 2026.

  • Sigma Planning Corp held 4,289 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $207K as of Q1 2026.
  • Sigma Planning Corp sold 615 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q1 2026, an estimated $30.4K.
  • State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.01% of Sigma Planning Corp's portfolio in Q1 2026, its #1229 holding.
  • Sigma Planning Corp first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q2 2021 and has held it in 16 quarters since.
  • Sigma Planning Corp's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $1.33M in Q4 2024.
  • 999 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.