Sigma Planning Corp
SPSM icon

Sigma Planning Corp’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Sigma Planning Corp’s Portfolio SPSM Stock Details SPSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		– Sell
-4,920
Closed -$284K – 1437
2026
Q2 		$284K Buy
4,920
+631
+15% +$33.7K 0.01% 1149
2026
Q1 		$207K Sell
4,289
-615
-13% -$30.4K 0.01% 1229
2025
Q4 		$230K Sell
4,904
-938
-16% -$43.7K 0.01% 1146
2025
Q3 		$271K Sell
5,842
-1,041
-15% -$46.7K 0.01% 1067
2025
Q2 		$293K Buy
6,883
+546
+9% +$22K 0.01% 1001
2025
Q1 		$258K Sell
6,337
-23,283
-79% -$1.03M 0.01% 1018
2024
Q4 		$1.33M Buy
29,620
+1,293
+5% +$60.1K 0.04% 394
2024
Q3 		$1.29M Buy
28,327
+20,689
+271% +$909K 0.04% 412
2024
Q2 		$317K Sell
7,638
-3,773
-33% -$157K 0.01% 906
2024
Q1 		$491K Buy
11,411
+6,027
+112% +$249K 0.02% 769
2023
Q4 		$227K Sell
5,384
-12,405
-70% -$467K 0.02% 731
2023
Q3 		$656K Sell
17,789
-1,885
-10% -$73.4K 0.02% 602
2023
Q2 		$764K Buy
+19,674
New +$731K 0.03% 564
2022
Q2 		– Sell
-6,233
Closed -$262K – 1421
2022
Q1 		$262K Sell
6,233
-4,597
-42% -$194K 0.01% 1128
2021
Q4 		$484K Buy
10,830
+4,685
+76% +$208K 0.01% 871
2021
Q3 		$262K Buy
6,145
+302
+5% +$12.9K 0.01% 1135
2021
Q2 		$257K Buy
+5,843
New +$254K 0.01% 1172

Other funds holding SPSM

CLA (CliftonLarsonAllen) Wealth Advisors
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.66B AUM 9.25% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return
Wealthcare Advisory Partners
Wealthcare Advisory Partners West Chester, Pennsylvania $5.9B AUM 14.62% 1-Year Est. Return
Davenport & Co
Davenport & Co Richmond, Virginia $19.9B AUM 12.67% 1-Year Est. Return
PIMG
Patriot Investment Management Group Knoxville, Tennessee $1.73B AUM 10.12% 1-Year Est. Return
Peterson Wealth Advisors
Peterson Wealth Advisors Orem, Utah $862M AUM 10.46% 1-Year Est. Return
RKL Wealth Management
RKL Wealth Management Lancaster, Pennsylvania $1.26B AUM 18.95% 1-Year Est. Return
AlphaStar Capital Management
AlphaStar Capital Management Cornelius, North Carolina $1.67B AUM 14.1% 1-Year Est. Return
Avior Wealth Management
Avior Wealth Management Omaha, Nebraska $3.79B AUM 15.36% 1-Year Est. Return
Garrett Wealth Advisory Group
Garrett Wealth Advisory Group Weatherford, Texas $659M AUM 19.79% 1-Year Est. Return

Sigma Planning Corp's SPSM Position: Q3 2026 in Review

Sigma Planning Corp sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q3 2026, closing a stake of 4,920 shares — an estimated $284K sold.

Sigma Planning Corp first reported a position in SPSM in Q2 2021 and held it in 17 quarters. The position peaked at $1.33M in Q4 2024. 311 funds tracked by Wall St. Rank hold SPSM as of Q3 2026.

  • Sigma Planning Corp reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q3 2026 after selling out during the quarter.
  • Sigma Planning Corp sold 4,920 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q3 2026, an estimated $284K.
  • Sigma Planning Corp first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q2 2021 and held it in 17 quarters.
  • Sigma Planning Corp's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $1.33M in Q4 2024.
  • 311 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.