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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRJ
1176
Calamos Russell 2000 Structured Alt Protection ETF - July
CPRJ
$33.1M
$229K 0.01%
8,503
– –
REMX icon
1177
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
$229K 0.01%
+2,603
New +$234K
IBIC icon
1178
iShares iBonds Oct 2026 Term TIPS ETF
IBIC
$83.2M
$228K 0.01%
8,784
+193
+2% +$4.96K
HUBB icon
1179
Hubbell
HUBB
$25.7B
$228K 0.01%
464
-21
-4% -$10.3K
AEE icon
1180
Ameren
AEE
$31.5B
$227K 0.01%
2,068
-43
-2% -$4.6K
CPNS
1181
Calamos Nasdaq-100 Structured Alt Protection ETF - September
CPNS
$22.5M
$227K 0.01%
8,343
– –
FLEU icon
1182
Franklin FTSE Eurozone ETF
FLEU
$70.1M
$226K 0.01%
+6,990
New +$237K
SAM icon
1183
Boston Beer
SAM
$1.88B
$225K 0.01%
+975
New +$219K
CPSJ
1184
Calamos S&P 500 Structured Alt Protection ETF - July
CPSJ
$47.1M
$224K 0.01%
8,351
– –
RIOT icon
1185
Riot Platforms
RIOT
$8.52B
$224K 0.01%
18,119
+447
+3% +$6.86K
KJUL icon
1186
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$223K 0.01%
6,977
-22
-0.3% -$709
HECA
1187
Hedgeye Capital Allocation ETF
HECA
$297M
$223K 0.01%
+7,740
New +$228K
SPAB icon
1188
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$222K 0.01%
+8,648
New +$223K
PBR.A icon
1189
Petrobras Class A
PBR.A
$107B
$221K 0.01%
11,800
-1,000
-8% -$14.8K
QFLR icon
1190
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$520M
$221K 0.01%
6,634
+83
+1% +$2.85K
QBTS icon
1191
D-Wave Quantum
QBTS
$6B
$220K 0.01%
15,253
-1,076
-7% -$22.8K
SPYX icon
1192
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$220K 0.01%
4,146
-4,294
-51% -$239K
FMAR icon
1193
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$220K 0.01%
+4,534
New +$217K
BUFZ icon
1194
FT Vest Laddered Moderate Buffer ETF
BUFZ
$998M
$220K 0.01%
8,368
-10,443
-56% -$277K
UNM icon
1195
Unum
UNM
$13.8B
$219K 0.01%
3,005
-21
-0.7% -$1.57K
EDOW icon
1196
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$219K 0.01%
5,408
– –
EQWL icon
1197
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$219K 0.01%
+1,902
New +$228K
EXPD icon
1198
Expeditors International
EXPD
$22.9B
$219K 0.01%
1,529
+6
+0.4% +$912
TMSL icon
1199
T. Rowe Price Small-Mid Cap ETF
TMSL
$2.7B
$219K 0.01%
+5,963
New +$226K
SFEB
1200
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$124M
$219K 0.01%
+9,203
New +$222K
46 47
48
49 50

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.