Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1176
Petrobras Class A
PBR.A
$106B
| $233K | 0.01% |
12,244
| – | – |
2025 Q2
5 quarters
|
|
1177
Moody's
MCO
$87.2B
| $232K | 0.01% |
511
-34
| -6% | -$16.5K |
2026 Q1
2 quarters
|
|
1178
TransDigm Group
TDG
$66.2B
| $232K | 0.01% |
214
+2
| +0.9% | +$2.4K |
2025 Q4
3 quarters
|
|
1179
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.6B
| $232K | 0.01% |
1,598
-24
| -1% | -$3.48K |
2024 Q1
10 quarters
|
|
1180
Solventum
SOLV
$15.4B
| $231K | 0.01% |
+2,624
| New | +$225K |
2026 Q3
0 quarters
|
|
1181
Dick's Sporting Goods
DKS
$13.9B
| $230K | 0.01% |
1,716
-672
| -28% | -$118K |
2024 Q1
10 quarters
|
|
1182
First Majestic Silver
AG
$7.47B
| $230K | 0.01% |
14,048
+246
| +2% | +$4.53K |
2020 Q4
23 quarters
|
|
1183
McCormick & Company Non-Voting
MKC
$13B
| $230K | 0.01% |
4,958
+318
| +7% | +$16.5K |
2024 Q1
10 quarters
|
|
1184
iShares ESG Aware MSCI USA ETF
ESGU
$17.3B
| $229K | 0.01% |
1,372
-124
| -8% | -$20.6K |
2025 Q3
4 quarters
|
|
1185
State Street SPDR Portfolio Short Term Treasury Index ETF
SPTS
$7.31B
| $229K | 0.01% |
+7,970
| New | +$230K |
2026 Q3
0 quarters
|
|
1186
CGI
GIB
$17.2B
| $228K | 0.01% |
3,355
+4
| +0.1% | +$283 |
2024 Q1
10 quarters
|
|
1187
Roundhill Magnificent Seven Covered Call ETF
MAGY
$96M
| $228K | 0.01% |
5,306
+321
| +6% | +$13.6K |
2026 Q2
1 quarter
|
|
1188
Pinterest
PINS
$10.9B
| $227K | 0.01% |
11,544
-939
| -8% | -$20.6K |
2026 Q1
2 quarters
|
|
1189
DRDGold
DRD
$2.21B
| $227K | 0.01% |
+8,219
| New | +$200K |
2026 Q3
0 quarters
|
|
1190
Wedbush Laffer Tengler New Era Value ETF
TGLR
$35.5M
| $227K | 0.01% |
5,848
+59
| +1% | +$2.37K |
2026 Q1
2 quarters
|
|
1191
Invesco S&P 500 High Beta ETF
SPHB
$754M
| $227K | 0.01% |
+1,503
| New | +$221K |
2026 Q3
0 quarters
|
|
1192
Plains All American Pipeline
PAA
$16.9B
| $226K | 0.01% |
9,520
+14
| +0.1% | +$341 |
2026 Q1
2 quarters
|
|
1193
Atlassian
TEAM
$38.9B
| $225K | 0.01% |
1,257
-5,939
| -83% | -$856K |
2026 Q2
1 quarter
|
|
1194
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.83B
| $225K | 0.01% |
4,803
-435
| -8% | -$20.4K |
2025 Q1
6 quarters
|
|
1195
FT Vest US Equity Deep Buffer ETF January
DJAN
$453M
| $225K | 0.01% |
5,002
| – | – |
2026 Q2
1 quarter
|
|
1196
Albemarle
ALB
$11.7B
| $224K | 0.01% |
2,119
-95
| -4% | -$11.8K |
2025 Q4
3 quarters
|
|
1197
Roundhill Generative AI & Technology ETF
CHAT
$1.42B
| $222K | 0.01% |
2,410
-4,166
| -63% | -$367K |
2026 Q2
1 quarter
|
|
1198
State Street SPDR S&P 500 Scored and Screened ETF
EFIV
$1.01B
| $221K | 0.01% |
2,989
-22
| -0.7% | -$1.62K |
2026 Q2
1 quarter
|
|
1199
Nordson
NDSN
$17.3B
| $221K | 0.01% |
675
-1
| -0.1% | -$308 |
2026 Q2
1 quarter
|
|
1200
Old National Bancorp
ONB
$9.43B
| $221K | 0.01% |
8,959
+4
| +0% | +$104 |
2025 Q2
5 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.