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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1126
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.77B
| $259K | 0.01% |
6,948
-10,163
| -59% | -$445K |
2025 Q3
4 quarters
|
|
1127
Skyworks Solutions
SWKS
$19.3B
| $258K | 0.01% |
+3,024
| New | +$213K |
2026 Q3
0 quarters
|
|
1128
Cheniere Energy
CQP
$27.8B
| $257K | 0.01% |
4,215
+183
| +5% | +$12K |
2024 Q1
10 quarters
|
|
1129
Ciena
CIEN
$34.5B
| $256K | 0.01% |
727
-655
| -47% | -$253K |
2025 Q2
5 quarters
|
|
1130
Spear Alpha ETF
SPRX
$147M
| $255K | 0.01% |
+5,294
| New | +$246K |
2026 Q3
0 quarters
|
|
1131
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$522M
| $255K | 0.01% |
31,174
+120
| +0.4% | +$1.01K |
2024 Q1
10 quarters
|
|
1132
Franklin Focused Dynamic Growth ETF
FFOG
$339M
| $254K | 0.01% |
4,889
-425
| -8% | -$21.1K |
2025 Q2
5 quarters
|
|
1133
Ichor Holdings
ICHR
$1.16B
| $253K | 0.01% |
+4,084
| New | +$285K |
2026 Q3
0 quarters
|
|
1134
Capital Group Global Equity ETF
CGGE
$3.21B
| $252K | 0.01% |
7,247
-2,012
| -22% | -$70.5K |
2026 Q1
2 quarters
|
|
1135
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.72B
| $252K | 0.01% |
4,037
+16
| +0.4% | +$997 |
2024 Q3
8 quarters
|
|
1136
FT Vest US Equity Buffer ETF March
FMAR
$1.2B
| $252K | 0.01% |
4,700
-130
| -3% | -$6.9K |
2026 Q1
2 quarters
|
|
1137
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.11B
| $250K | 0.01% |
5,531
-2,001
| -27% | -$93.1K |
2025 Q1
6 quarters
|
|
1138
Symbotic
SYM
$4.78B
| $250K | 0.01% |
5,932
+51
| +0.9% | +$2.15K |
2025 Q2
5 quarters
|
|
1139
Reddit
RDDT
$18.4B
| $249K | 0.01% |
1,742
-846
| -33% | -$140K |
2024 Q4
7 quarters
|
|
1140
Invesco S&P 100 Equal Weight ETF
EQWL
$2.78B
| $248K | 0.01% |
1,920
+1
| +0.1% | +$132 |
2026 Q1
2 quarters
|
|
1141
CorMedix
CRMD
$415M
| $247K | 0.01% |
32,142
+2,531
| +9% | +$20.3K |
2024 Q1
10 quarters
|
|
1142
Global X Cybersecurity ETF
BUG
$1.98B
| $247K | 0.01% |
+5,356
| New | +$223K |
2026 Q3
0 quarters
|
|
1143
DoubleLine Opportunistic Bond ETF
DBND
$824M
| $247K | 0.01% |
5,687
+214
| +4% | +$9.6K |
2024 Q1
10 quarters
|
|
1144
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$317M
| $247K | 0.01% |
10,270
-1,040
| -9% | -$26.1K |
2026 Q1
2 quarters
|
|
1145
Talen Energy Corp
TLN
$14.7B
| $247K | 0.01% |
775
-23
| -3% | -$7.67K |
2025 Q2
5 quarters
|
|
1146
iShares Micro-Cap ETF
IWC
$1.19B
| $246K | 0.01% |
1,334
+51
| +4% | +$9.9K |
2026 Q2
1 quarter
|
|
1147
T. Rowe Price Small-Mid Cap ETF
TMSL
$3.16B
| $246K | 0.01% |
6,046
+120
| +2% | +$5.13K |
2026 Q1
2 quarters
|
|
1148
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.5B
| $245K | 0.01% |
2,932
+79
| +3% | +$6.72K |
2025 Q2
5 quarters
|
|
1149
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$638M
| $245K | 0.01% |
2,856
-335
| -10% | -$29K |
2025 Q4
3 quarters
|
|
1150
Nuveen ESG Large-Cap Growth ETF
NULG
$2.75B
| $244K | 0.01% |
2,150
-90
| -4% | -$10.2K |
2025 Q3
4 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.