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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINK icon
1126
Simplify Health Care ETF
PINK
$375M
$249K 0.01%
7,390
+347
+5% +$12.4K
KWEB icon
1127
KraneShares CSI China Internet ETF
KWEB
$5.2B
$248K 0.01%
8,726
+53
+0.6% +$1.74K
LIVE icon
1128
Live Ventures
LIVE
$29.8M
$246K 0.01%
20,617
-32
-0.2% -$531
KJAN icon
1129
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$246K 0.01%
5,903
+833
+16% +$35.3K
CP icon
1130
Canadian Pacific Kansas City
CP
$82B
$246K 0.01%
3,130
-13
-0.4% -$1.03K
POCT icon
1131
Innovator US Equity Power Buffer ETF October
POCT
$963M
$245K 0.01%
5,694
-2,848
-33% -$125K
SIL icon
1132
Global X Silver Miners ETF NEW
SIL
$4.08B
$245K 0.01%
2,723
+902
+50% +$88.9K
MNST icon
1133
Monster Beverage
MNST
$91.4B
$245K 0.01%
3,379
-18,330
-84% -$1.45M
TJUL icon
1134
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
$245K 0.01%
8,337
– –
GIB icon
1135
CGI
GIB
$13.9B
$245K 0.01%
3,347
-11
-0.3% -$879
VGK icon
1136
Vanguard FTSE Europe ETF
VGK
$30B
$244K 0.01%
+2,965
New +$255K
DRD
1137
DRDGold
DRD
$1.82B
$244K 0.01%
8,315
-228
-3% -$7.58K
EAGG icon
1138
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$244K 0.01%
5,132
+179
+4% +$8.58K
FLDR icon
1139
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$244K 0.01%
4,870
+47
+1% +$2.36K
MFC icon
1140
Manulife Financial
MFC
$72.6B
$244K 0.01%
7,077
-97
-1% -$3.49K
ZJUL
1141
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$178M
$243K 0.01%
8,373
-17,899
-68% -$522K
IYG icon
1142
iShares US Financial Services ETF
IYG
$2.13B
$243K 0.01%
2,928
-193
-6% -$16.9K
RCAT icon
1143
Red Cat Holdings
RCAT
$1.16B
$241K 0.01%
18,427
+3,593
+24% +$49.1K
WY icon
1144
Weyerhaeuser
WY
$17.3B
$241K 0.01%
9,866
-768
-7% -$19.3K
FMUB
1145
Fidelity Municipal Bond Opportunities ETF
FMUB
$233M
$241K 0.01%
4,755
-393
-8% -$20.1K
IYR icon
1146
iShares US Real Estate ETF
IYR
$4.59B
$240K 0.01%
+2,541
New +$247K
DBND icon
1147
DoubleLine Opportunistic Bond ETF
DBND
$734M
$240K 0.01%
5,245
-419
-7% -$19.4K
UTF icon
1148
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$240K 0.01%
9,271
+140
+2% +$3.6K
BCI icon
1149
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$240K 0.01%
9,866
-1,015
-9% -$22.2K
BBDC icon
1150
Barings BDC
BBDC
$862M
$239K 0.01%
29,066
-1,235
-4% -$10.8K
44 45
46
47 48

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.