Sigma Planning Corp
BBDC icon

Sigma Planning Corp’s Barings BDC BBDC Stock Holding History

Sigma Planning Corp’s Portfolio BBDC Stock Details BBDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$194K Sell
22,532
-5,316
-19% -$46.9K 0.01% 1262
2026
Q2 		$237K Sell
27,848
-1,218
-4% -$10.5K 0.01% 1229
2026
Q1 		$239K Sell
29,066
-1,235
-4% -$10.8K 0.01% 1150
2025
Q4 		$278K Buy
30,301
+1,764
+6% +$15.6K 0.01% 1068
2025
Q3 		$250K Sell
28,537
-618
-2% -$5.82K 0.01% 1112
2025
Q2 		$266K Buy
29,155
+1,597
+6% +$14.2K 0.01% 1040
2025
Q1 		$263K Buy
27,558
+9,697
+54% +$95.6K 0.01% 1002
2024
Q4 		$171K Buy
17,861
+2,352
+15% +$23K 0.01% 1107
2024
Q3 		$152K Buy
15,509
+3,127
+25% +$31K ﹤0.01% 1151
2024
Q2 		$120K Buy
12,382
+46
+0.4% +$441 ﹤0.01% 1127
2024
Q1 		$115K Buy
+12,336
New +$113K ﹤0.01% 1175
2023
Q4 		– Sell
-11,523
Closed -$103K – 861
2023
Q3 		$103K Buy
11,523
+898
+8% +$7.73K ﹤0.01% 1138
2023
Q2 		$83.3K Buy
10,625
+32
+0.3% +$246 ﹤0.01% 1155
2023
Q1 		$84.1K Sell
10,593
-405
-4% -$3.4K ﹤0.01% 1247
2022
Q4 		$89.6K Sell
10,998
-1,260
-10% -$10.9K ﹤0.01% 1206
2022
Q3 		$101K Buy
+12,258
New +$118K ﹤0.01% 1195
2021
Q3 		– Sell
-10,136
Closed -$107K – 1387
2021
Q2 		$107K Buy
+10,136
New +$106K ﹤0.01% 1357
2019
Q3 		– Sell
-10,064
Closed -$99K – 1008
2019
Q2 		$99K Buy
+10,064
New +$100K 0.01% 957
2019
Q1 		– Sell
-10,120
Closed -$91K – 944
2018
Q4 		$91K Sell
10,120
-530
-5% -$5.23K 0.01% 810
2018
Q3 		$107K Sell
10,650
-2,901
-21% -$31.8K 0.01% 915
2018
Q2 		$156K Sell
13,551
-866
-6% -$9.9K 0.01% 846
2018
Q1 		$160K Sell
14,417
-1,135
-7% -$12.3K 0.01% 797
2017
Q4 		$148K Buy
15,552
+228
+1% +$2.5K 0.01% 797
2017
Q3 		$219K Buy
15,324
+5,062
+49% +$76.3K 0.02% 731
2017
Q2 		$181K Buy
+10,262
New +$187K 0.02% 723

Other funds holding BBDC

Barings
Barings Charlotte, North Carolina $5.84B AUM 11.61% 1-Year Est. Return
Muzinich & Co
Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return
Confluence Investment Management
Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return
Hennion & Walsh Asset Management
Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return
Cedar Cove Wealth Partners
Cedar Cove Wealth Partners Bloomington, Minnesota $211M AUM 14.83% 1-Year Est. Return
Steel Grove Capital Advisors
Steel Grove Capital Advisors Memphis, Tennessee $1.12B AUM 20.37% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
Apollon Wealth Management
Apollon Wealth Management Mount Pleasant, South Carolina $8.72B AUM 23.07% 1-Year Est. Return
Prime Capital Investment Advisors
Prime Capital Investment Advisors Overland Park, Kansas $10.2B AUM 17.74% 1-Year Est. Return
Y-Intercept (HK)
Y-Intercept (HK) Hong Kong $4.52B AUM 6.6% 1-Year Est. Return

Sigma Planning Corp's BBDC Position: Q3 2026 in Review

Sigma Planning Corp reduced its Barings BDC (BBDC) stake by 19% in Q3 2026, selling an estimated $46.9K and leaving 22,532 shares worth $194K. The position accounts for 0.01% of the portfolio, ranked #1262.

Sigma Planning Corp first reported a position in BBDC in Q2 2017 and has held it in 25 quarters since. The position peaked at $278K in Q4 2025. 38 funds tracked by Wall St. Rank hold BBDC as of Q3 2026.

  • Sigma Planning Corp held 22,532 shares of Barings BDC worth $194K as of Q3 2026.
  • Sigma Planning Corp sold 5,316 Barings BDC shares in Q3 2026, an estimated $46.9K.
  • Barings BDC made up 0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #1262 holding.
  • Sigma Planning Corp first reported a position in Barings BDC in Q2 2017 and has held it in 25 quarters since.
  • Sigma Planning Corp's Barings BDC position peaked at $278K in Q4 2025.
  • 38 funds tracked by Wall St. Rank held Barings BDC as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.