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Barings BDC

111 hedge funds and large institutions have $466M invested in Barings BDC in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 40 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more call options, than puts

Call options by funds: $388K | Put options by funds: $187K

18% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 34

2% more capital invested

Capital invested by funds: $458M → $466M (+$7.38M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.75% less ownership

Funds ownership: 66.44%64.7% (-1.7%)

3% less funds holding

Funds holding: 114111 (-3)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

Holders
111
Holders Change
-3
Holders Change %
-2.63%
% of All Funds
1.94%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
40
Reduced
34
Closed
14
Calls
$388K
Puts
$187K
Net Calls
+$201K
Net Calls Change
+$32K
Name Holding Trade Value Shares
Change
Change in
Stake
B
1
Barings
North Carolina
$150M
AM
2
Ares Management
California
$46.4M +$4.59M +425,912 +11%
UBS Group
3
UBS Group
Switzerland
$28.5M -$980K -90,889 -3%
PAIM
4
Punch & Associates Investment Management
Minnesota
$27.9M -$310K -28,713 -1%
RCM
5
Rivernorth Capital Management
Florida
$18.6M +$966K +89,591 +6%
RVPG
6
Relative Value Partners Group
$16.7M +$129K +11,950 +0.8%
C
7
Cliffwater
California
$12.5M +$197K +18,250 +2%
Wells Fargo
8
Wells Fargo
California
$11.2M +$2.07M +192,225 +23%
VanEck Associates
9
VanEck Associates
New York
$8.57M -$512K -47,526 -6%
DCM
10
Dimension Capital Management
Florida
$8.19M -$1.36M -126,599 -15%
CLG
11
Cooperman Leon G
$8.08M -$4.29M -397,899 -35%
CCM
12
Callodine Capital Management
Massachusetts
$7.16M +$1.46M +135,000 +26%
Arrowstreet Capital
13
Arrowstreet Capital
Massachusetts
$6.75M -$7.76M -719,509 -54%
ClearBridge Investments
14
ClearBridge Investments
New York
$6.67M
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$6.19M +$8.62K +800 +0.1%
BlackRock
16
BlackRock
New York
$5.07M +$509K +47,248 +11%
CIM
17
Confluence Investment Management
Missouri
$4.97M +$10.2K +945 +0.2%
BI
18
Bulldog Investors
New Jersey
$4.77M
RA
19
Royce & Associates
New York
$4.48M
NWM
20
Nicola Wealth Management
British Columbia, Canada
$4.39M +$1M +93,000 +30%
Legal & General Group
21
Legal & General Group
United Kingdom
$4.29M -$296K -27,429 -7%
CCP
22
Clough Capital Partners
Massachusetts
$4.28M -$7.53M -698,700 -64%
AAM
23
Advisors Asset Management
Colorado
$4.12M +$679K +63,027 +20%
MWNA
24
Marshall Wace North America
New York
$3.52M +$1.78M +165,208 +107%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$3.39M +$2.35M +218,115 +244%

BBDC Hedge Fund Activity: Q3 2021 in Review

111 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2021, worth a combined $466M — up 1.6% from $458M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of BBDC and 12 opened new positions — a net loss of 2 holders — while 34 trimmed existing stakes and 40 added.

The largest buyer was Ares Management, adding an estimated $4.59M. The largest seller was Arrowstreet Capital, cutting an estimated $7.76M.

  • 111 institutional investors held Barings BDC (BBDC) as of Q3 2021, down from 114 in Q2 2021.
  • Funds reported $466M of Barings BDC stock for Q3 2021, up 1.6% quarter-over-quarter.
  • 12 funds opened new Barings BDC positions in Q3 2021 and 14 closed out, a net change of -2 holders.
  • The largest Barings BDC buyer in Q3 2021 was Ares Management, an estimated $4.59M added.
  • The largest Barings BDC seller in Q3 2021 was Arrowstreet Capital, an estimated $7.76M sold.

Based on aggregated 13F filings for Q3 2021.