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Barings BDC

108 hedge funds and large institutions have $169M invested in Barings BDC in 2014 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 29

1.01% more ownership

Funds ownership: 22.78%23.79% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 28

3% less funds holding

Funds holding: 111108 (-3)

18% less capital invested

Capital invested by funds: $205M → $169M (-$35.9M)

99% less call options, than puts

Call options by funds: $4K | Put options by funds: $447K

Holders
108
Holders Change
-3
Holders Change %
-2.7%
% of All Funds
2.88%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
27
Increased
38
Reduced
29
Closed
28
Calls
$4K
Puts
$447K
Net Calls
-$443K
Net Calls Change
+$457K
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$16.7M +$8.99M +396,899 +93%
UBS Group
2
UBS Group
Switzerland
$12.6M +$14.1M +620,395 New
BTS
3
BB&T Securities
Virginia
$11.8M -$609K -26,890 -32%
EAM
4
Edge Asset Management
Washington
$8.98M -$703K -31,020 -7%
MGAM
5
McGowan Group Asset Management
Texas
$8.09M +$9.03M +398,569 New
CIM
6
Confluence Investment Management
Missouri
$7.39M +$3.02M +133,195 +58%
Wells Fargo
7
Wells Fargo
California
$7.27M +$1.57M +69,490 +24%
RJA
8
Raymond James & Associates
Florida
$5.63M +$1.15M +50,774 +22%
YMRC
9
Yorktown Management & Research Company
Virginia
$5.48M +$1.93M +85,000 +46%
GIM
10
Greenwich Investment Management
Connecticut
$5.19M -$3.77M -166,575 -39%
CLM
11
ClearBridge LLC (Maryland)
Maryland
$4.84M +$5.41M +238,620 New
Principal Financial Group
12
Principal Financial Group
Iowa
$4.32M +$554K +24,453 +13%
RCM
13
Rivernorth Capital Management
Florida
$4.27M +$4.77M +210,428 New
Two Sigma Investments
14
Two Sigma Investments
New York
$4.17M +$602K +26,575 +15%
MVP
15
Miller Value Partners
Florida
$3.47M +$2.57M +113,613 +197%
MC
16
Muzinich & Co
New York
$2.98M +$3.33M +146,822 New
BG
17
BlackRock Group
United Kingdom
$2.83M -$462K -20,368 -13%
VanEck Associates
18
VanEck Associates
New York
$2.39M +$1.05M +46,548 +65%
DG
19
Davidson & Garrard
Virginia
$2.32M +$373K +16,482 +17%
MHI
20
Miller Howard Investments
New York
$2.17M +$1.62M +71,485 +201%
SLG
21
Stanley-Laman Group
Pennsylvania
$2.13M -$84.9K -3,749 -3%
LSV Asset Management
22
LSV Asset Management
Illinois
$1.9M +$65.7K +2,900 +3%
AR
23
Advisory Research
Illinois
$1.88M +$213K +9,400 +11%
SMDAM
24
Sumitomo Mitsui DS Asset Management
Japan
$1.88M +$213K +9,400 +11%
Stifel Financial
25
Stifel Financial
Missouri
$1.84M +$967K +42,671 +89%

BBDC Hedge Fund Activity: Q4 2014 in Review

108 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q4 2014, worth a combined $169M — down 18% from $205M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of BBDC and 27 opened new positions — a net loss of 1 holder — while 29 trimmed existing stakes and 38 added.

The largest buyer was Invesco, adding an estimated $8.99M. The largest seller was Opus Capital Group, exiting entirely with an estimated $12.9M sold.

  • 108 institutional investors held Barings BDC (BBDC) as of Q4 2014, down from 111 in Q3 2014.
  • Funds reported $169M of Barings BDC stock for Q4 2014, down 18% quarter-over-quarter.
  • 27 funds opened new Barings BDC positions in Q4 2014 and 28 closed out, a net change of -1 holder.
  • The largest Barings BDC buyer in Q4 2014 was Invesco, an estimated $8.99M added.
  • The largest Barings BDC seller in Q4 2014 was Opus Capital Group, an estimated $12.9M sold.

Based on aggregated 13F filings for Q4 2014.