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Barings BDC

130 hedge funds and large institutions have $236M invested in Barings BDC in 2013 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 47 increasing their positions, 38 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 6

24% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 38

16% more capital invested

Capital invested by funds: $204M → $236M (+$32.5M)

11% more funds holding

Funds holding: 117130 (+13)

0.8% more ownership

Funds ownership: 27.03%27.83% (+0.8%)

9% less call options, than puts

Call options by funds: $1.63M | Put options by funds: $1.78M

Holders
130
Holders Change
+13
Holders Change %
+11.11%
% of All Funds
4.22%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
47
Reduced
38
Closed
6
Calls
$1.63M
Puts
$1.78M
Net Calls
-$153K
Net Calls Change
+$719K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$21.2M +$2.28M +78,294 +12%
State Street
2
State Street
Massachusetts
$15M +$206K +7,071 +1%
U
3
UBS
Switzerland
$13M +$474K +16,285 +4%
BTS
4
BB&T Securities
Virginia
$12.9M -$1.22K -42 -0.1%
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$11.3M
BIT
6
BlackRock Institutional Trust
California
$10.8M +$116K +3,999 +1%
Northern Trust
7
Northern Trust
Illinois
$10.3M -$147K -5,061 -1%
OCG
8
Opus Capital Group
Ohio
$10.3M +$10.2M +349,915 New
Invesco
9
Invesco
Georgia
$10.1M +$641K +21,997 +7%
Vanguard Group
10
Vanguard Group
Pennsylvania
$9.25M +$215K +7,377 +2%
Morgan Stanley
11
Morgan Stanley
New York
$7.41M -$1.8M -61,840 -20%
CIM
12
Confluence Investment Management
Missouri
$6.82M -$1.02M -35,000 -13%
Wells Fargo
13
Wells Fargo
California
$6.54M +$150K +5,154 +2%
BG
14
BlackRock Group
United Kingdom
$5.48M -$270K -9,262 -5%
TCIM
15
TIAA CREF Investment Management
New York
$4.29M -$79.7K -2,736 -2%
RJA
16
Raymond James & Associates
Florida
$3.65M -$2.01K -69 -0.1%
American Century Companies
17
American Century Companies
Missouri
$3.25M +$147K +5,060 +5%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$2.96M +$29 +1 +0%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.92M -$135K -4,624 -4%
RFC
20
Russell Frank Company
Washington
$2.87M +$2.78M +95,539 +4,751%
BIM
21
BlackRock Investment Management
Delaware
$2.85M +$47.5K +1,630 +2%
GT
22
Greenleaf Trust
Michigan
$2.64M -$2.48K -85 -0.1%
LSV Asset Management
23
LSV Asset Management
Illinois
$2.39M
AAM
24
Advisors Asset Management
Colorado
$2.26M -$262K -9,004 -10%
DG
25
Davidson & Garrard
Virginia
$2.17M -$56.3K -1,932 -3%

BBDC Hedge Fund Activity: Q3 2013 in Review

130 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2013, worth a combined $236M — up 16% from $204M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new BBDC positions and 6 closed out — a net gain of 15 holders — while 47 added to existing stakes and 38 trimmed.

The largest buyer was Opus Capital Group, opening a new position worth an estimated $10.2M. The largest seller was UBS O'Connor, exiting entirely with an estimated $6.36M sold.

  • 130 institutional investors held Barings BDC (BBDC) as of Q3 2013, up from 117 in Q2 2013.
  • Funds reported $236M of Barings BDC stock for Q3 2013, up 16% quarter-over-quarter.
  • 21 funds opened new Barings BDC positions in Q3 2013 and 6 closed out, a net change of +15 holders.
  • The largest Barings BDC buyer in Q3 2013 was Opus Capital Group, an estimated $10.2M added.
  • The largest Barings BDC seller in Q3 2013 was UBS O'Connor, an estimated $6.36M sold.

Based on aggregated 13F filings for Q3 2013.