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Barings BDC

91 hedge funds and large institutions have $201M invested in Barings BDC in 2019 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more call options, than puts

Call options by funds: $655K | Put options by funds: $310K

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 9591 (-4)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

25.46% less ownership

Funds ownership: 66.01%40.55% (-25%)

26% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 31

36% less capital invested

Capital invested by funds: $315M → $201M (-$114M)

Holders
91
Holders Change
-4
Holders Change %
-4.21%
% of All Funds
1.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
23
Reduced
31
Closed
20
Calls
$655K
Puts
$310K
Net Calls
+$345K
Net Calls Change
+$112K
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$41.7M +$176K +18,000 +0.4%
RCM
2
Rivernorth Capital Management
Florida
$25.7M -$759K -77,711 -3%
Brown Advisory
3
Brown Advisory
Maryland
$21.9M +$3.69M +378,239 +20%
UBS Group
4
UBS Group
Switzerland
$18.6M -$466K -47,719 -2%
PAIM
5
Punch & Associates Investment Management
Minnesota
$17.1M +$4.29M +439,585 +34%
CIM
6
Confluence Investment Management
Missouri
$10M +$94K +9,621 +1%
RVPG
7
Relative Value Partners Group
$9.49M +$492K +50,336 +5%
CCP
8
Clough Capital Partners
Massachusetts
$4.64M -$146K -14,900 -3%
WFI
9
West Family Investments
California
$3.62M
Arrowstreet Capital
10
Arrowstreet Capital
Massachusetts
$3.21M +$3.03M +310,110 +1,835%
VanEck Associates
11
VanEck Associates
New York
$2.91M -$246K -25,138 -8%
Legal & General Group
12
Legal & General Group
United Kingdom
$2.53M +$190K +19,457 +8%
ClearBridge Investments
13
ClearBridge Investments
New York
$2.53M +$2.52M +258,000 New
State of New Jersey Common Pension Fund D
14
State of New Jersey Common Pension Fund D
New Jersey
$2.43M
BlackRock
15
BlackRock
New York
$2.4M -$115K -11,807 -5%
MCM
16
McKinley Capital Management
Alaska
$2.38M +$29.3K +2,999 +1%
Wells Fargo
17
Wells Fargo
California
$2.27M +$1.13M +115,671 +100%
Citadel Advisors
18
Citadel Advisors
Florida
$2.07M +$30.7K +3,139 +2%
HAM
19
Hammer Asset Management
California
$1.88M +$6.86K +702 +0.6%
GC
20
Guggenheim Capital
Illinois
$1.72M -$515K -52,760 -23%
Millennium Management
21
Millennium Management
New York
$1.58M +$1.57M +161,013 New
JP Morgan Chase
22
JP Morgan Chase
New York
$1.52M -$1.45M -148,857 -49%
MCP
23
Moab Capital Partners
New York
$942K -$662K -67,774 -41%
SC
24
Southside Capital
Florida
$883K -$1.44M -147,737 -62%
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$826K +$692K +70,868 +531%

BBDC Hedge Fund Activity: Q1 2019 in Review

91 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q1 2019, worth a combined $201M — down 36% from $315M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of BBDC and 16 opened new positions — a net loss of 4 holders — while 31 trimmed existing stakes and 23 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $4.29M. The largest seller was Barings, exiting entirely with an estimated $123M sold.

  • 91 institutional investors held Barings BDC (BBDC) as of Q1 2019, down from 95 in Q4 2018.
  • Funds reported $201M of Barings BDC stock for Q1 2019, down 36% quarter-over-quarter.
  • 16 funds opened new Barings BDC positions in Q1 2019 and 20 closed out, a net change of -4 holders.
  • The largest Barings BDC buyer in Q1 2019 was Punch & Associates Investment Management, an estimated $4.29M added.
  • The largest Barings BDC seller in Q1 2019 was Barings, an estimated $123M sold.

Based on aggregated 13F filings for Q1 2019.