UBS O'Connor’s Barings BDC BBDC Stock Holding History

UBS O'Connor’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-231,311	Closed	-$6.36M	–	429
2013 Q2	$6.36M	Buy	+231,311	New	+$6.45M	0.12%	212

Other funds holding BBDC

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $70.2B AUM 29.99% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

OCG

Opus Capital Group Cincinnati, Ohio $930M AUM 16.14% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS O'Connor's BBDC Position: Q3 2013 in Review

UBS O'Connor sold out of Barings BDC (BBDC) in Q3 2013, closing a stake of 231,311 shares — an estimated $6.36M sold.

UBS O'Connor first reported a position in BBDC in Q2 2013 and held it in 1 quarter. The position peaked at $6.36M in Q2 2013. 130 funds tracked by Wall St. Rank hold BBDC as of Q3 2013.

UBS O'Connor reported no remaining Barings BDC position as of Q3 2013 after selling out during the quarter.
UBS O'Connor sold 231,311 Barings BDC shares in Q3 2013, an estimated $6.36M.
UBS O'Connor first reported a position in Barings BDC in Q2 2013 and held it in 1 quarter.
UBS O'Connor's Barings BDC position peaked at $6.36M in Q2 2013.
130 funds tracked by Wall St. Rank held Barings BDC as of Q3 2013.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.