UBS’s Barings BDC BBDC Stock Holding History

UBS’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$13.5M	Sell	532,298 -111,234	-17%	-$3.01M	0.01%	1216
2014 Q2	$18.3M	Buy	643,532 +63,557	+11%	+$1.66M	0.01%	936
2014 Q1	$15M	Buy	579,975 +78,356	+16%	+$2.14M	0.01%	971
2013 Q4	$13.9M	Buy	501,619 +57,345	+13%	+$1.66M	0.01%	1041
2013 Q3	$13M	Buy	444,274 +16,285	+4%	+$474K	0.01%	943
2013 Q2	$11.8M	Buy	+427,989	New	+$11.9M	0.01%	942

Other funds holding BBDC

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

OCG

Opus Capital Group Cincinnati, Ohio $1.03B AUM 20.67% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS's BBDC Position: Q3 2014 in Review

UBS reduced its Barings BDC (BBDC) stake by 17% in Q3 2014, selling an estimated $3.01M and leaving 532,298 shares worth $13.5M. The position accounts for 0.01% of the portfolio, ranked #1216.

UBS first reported a position in BBDC in Q2 2013 and has held it in 6 quarters since. The position peaked at $18.3M in Q2 2014. 111 funds tracked by Wall St. Rank hold BBDC as of Q3 2014.

UBS held 532,298 shares of Barings BDC worth $13.5M as of Q3 2014.
UBS sold 111,234 Barings BDC shares in Q3 2014, an estimated $3.01M.
Barings BDC made up 0.01% of UBS's portfolio in Q3 2014, its #1216 holding.
UBS first reported a position in Barings BDC in Q2 2013 and has held it in 6 quarters since.
UBS's Barings BDC position peaked at $18.3M in Q2 2014.
111 funds tracked by Wall St. Rank held Barings BDC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.