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UBS’s Barings BDC BBDC Stock Holding History

UBS’s Portfolio BBDC Stock Details BBDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-800
Closed -$23K – 10352
2014
Q2 		$23K Buy
800
+600
+300% +$15.7K ﹤0.01% 7885
2014
Q1 		$5K Sell
200
-300
-60% -$8.19K ﹤0.01% 9499
2013
Q4 		$14K Sell
500
-5,100
-91% -$148K ﹤0.01% 8573
2013
Q3 		$164K Buy
5,600
+600
+12% +$17.5K ﹤0.01% 5417
2013
Q2 		$138K Buy
+5,000
New +$140K ﹤0.01% 5500

Other funds holding BBDC

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
OCG
Opus Capital Group Cincinnati, Ohio $930M AUM 16.14% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS's BBDC Position: Q3 2014 in Review

UBS reduced its Barings BDC (BBDC) stake by 17% in Q3 2014, selling an estimated $3.01M and leaving 532,298 shares worth $13.5M. The position accounts for 0.01% of the portfolio, ranked #1216.

UBS first reported a position in BBDC in Q2 2013 and has held it in 6 quarters since. The position peaked at $18.3M in Q2 2014. 111 funds tracked by Wall St. Rank hold BBDC as of Q3 2014.

  • UBS held 532,298 shares of Barings BDC worth $13.5M as of Q3 2014.
  • UBS sold 111,234 Barings BDC shares in Q3 2014, an estimated $3.01M.
  • Barings BDC made up 0.01% of UBS's portfolio in Q3 2014, its #1216 holding.
  • UBS first reported a position in Barings BDC in Q2 2013 and has held it in 6 quarters since.
  • UBS's Barings BDC position peaked at $18.3M in Q2 2014.
  • 111 funds tracked by Wall St. Rank held Barings BDC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.