State Street’s Barings BDC BBDC Stock Holding History

State Street’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,201	Closed	-$146K	–	3729
2017 Q3	$146K	Buy	+10,201	New	+$154K	﹤0.01%	3620
2016 Q4	–	Sell	-13,238	Closed	-$260K	–	3668
2016 Q3	$260K	Sell	13,238 -7,900	-37%	-$156K	﹤0.01%	3377
2016 Q2	$409K	Hold	21,138	–	–	﹤0.01%	3417
2016 Q1	$436K	Hold	21,138	–	–	﹤0.01%	3376
2015 Q4	$404K	Hold	21,138	–	–	﹤0.01%	3372
2015 Q3	$347K	Hold	21,138	–	–	﹤0.01%	3396
2015 Q2	$495K	Hold	21,138	–	–	﹤0.01%	3370
2015 Q1	$481K	Sell	21,138 -3,800	-15%	-$84.8K	﹤0.01%	3376
2014 Q4	$507K	Hold	24,938	–	–	﹤0.01%	3388
2014 Q3	$632K	Sell	24,938 -1,800	-7%	-$48.8K	﹤0.01%	3348
2014 Q2	$758K	Sell	26,738 -471,864	-95%	-$12.3M	﹤0.01%	3283
2014 Q1	$12.9M	Sell	498,602 -14,228	-3%	-$389K	﹤0.01%	2062
2013 Q4	$14.2M	Buy	512,830 +822	+0.2%	+$23.8K	﹤0.01%	1987
2013 Q3	$15M	Buy	512,008 +7,071	+1%	+$206K	﹤0.01%	1881
2013 Q2	$13.9M	Buy	+504,937	New	+$14.1M	﹤0.01%	1861

Other funds holding BBDC

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KCP

KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return

State Street's BBDC Position: Q4 2017 in Review

State Street sold out of Barings BDC (BBDC) in Q4 2017, closing a stake of 10,201 shares — an estimated $146K sold.

State Street first reported a position in BBDC in Q2 2013 and held it in 15 quarters. The position peaked at $15M in Q3 2013. 108 funds tracked by Wall St. Rank hold BBDC as of Q4 2017.

State Street reported no remaining Barings BDC position as of Q4 2017 after selling out during the quarter.
State Street sold 10,201 Barings BDC shares in Q4 2017, an estimated $146K.
State Street first reported a position in Barings BDC in Q2 2013 and held it in 15 quarters.
State Street's Barings BDC position peaked at $15M in Q3 2013.
108 funds tracked by Wall St. Rank held Barings BDC as of Q4 2017.

Based on State Street's 13F filing for Q4 2017, filed 14 Feb 2018.