Sigma Planning Corp’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Sigma Planning Corp’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$216K	Sell	1,369 -184	-12%	-$27.2K	0.01%	1290
2026 Q1	$213K	Buy	+1,553	New	+$215K	0.01%	1213
2021 Q2	–	Sell	-4,939	Closed	-$550K	–	1487
2021 Q1	$550K	Sell	4,939 -998	-17%	-$106K	0.02%	731
2020 Q4	$568K	Sell	5,937 -2,853	-32%	-$248K	0.02%	647
2020 Q3	$666K	Sell	8,790 -18,593	-68%	-$1.45M	0.03%	514
2020 Q2	$2.09M	Buy	27,383 +2,595	+10%	+$187K	0.09%	229
2020 Q1	$1.64M	Buy	24,788 +328	+1%	+$29.3K	0.1%	214
2019 Q4	$2.45M	Sell	24,460 -501	-2%	-$49K	0.1%	204
2019 Q3	$2.37M	Buy	24,961 +172	+0.7%	+$16.1K	0.11%	190
2019 Q2	$2.31M	Sell	24,789 -2,910	-11%	-$269K	0.12%	188
2019 Q1	$2.53M	Buy	27,699 +4,485	+19%	+$405K	0.14%	164
2018 Q4	$1.92M	Sell	23,214 -734	-3%	-$66.1K	0.14%	161
2018 Q3	$2.32M	Buy	23,948 +599	+3%	+$58.5K	0.14%	165
2018 Q2	$2.22M	Buy	23,349 +543	+2%	+$50.1K	0.15%	163
2018 Q1	$2.02M	Buy	22,806 +1,127	+5%	+$101K	0.15%	159
2017 Q4	$1.98M	Buy	21,679 +1,033	+5%	+$99.1K	0.15%	167
2017 Q3	$1.98M	Sell	20,646 -21	-0.1%	-$1.93K	0.16%	158
2017 Q2	$1.91M	Buy	20,667 +183	+0.9%	+$16.8K	0.18%	144
2017 Q1	$1.88M	Sell	20,484 -303	-1%	-$27.9K	0.18%	141
2016 Q4	$1.94M	Buy	20,787 +183	+0.9%	+$15.9K	0.21%	115
2016 Q3	$1.69M	Buy	+20,604	New	+$1.68M	0.2%	121

Other funds holding SMLV

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Dorval Corp Maple Grove, Minnesota $347M AUM 9.29% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

MCM

McKinney Capital Management Houston, Texas $254M AUM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $287B AUM 42.33% 1-Year Est. Return

RCP

Roan Capital Partners Johnson City, Tennessee $121M AUM

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Sigma Planning Corp's SMLV Position: Q2 2026 in Review

Sigma Planning Corp reduced its State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) stake by 12% in Q2 2026, selling an estimated $27.2K and leaving 1,369 shares worth $216K. The position accounts for 0.01% of the portfolio, ranked #1290.

Sigma Planning Corp first reported a position in SMLV in Q3 2016 and has held it in 21 quarters since. The position peaked at $2.53M in Q1 2019. 100 funds tracked by Wall St. Rank hold SMLV as of Q2 2026.

Sigma Planning Corp held 1,369 shares of State Street SPDR US Small Cap Low Volatility Index ETF worth $216K as of Q2 2026.
Sigma Planning Corp sold 184 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q2 2026, an estimated $27.2K.
State Street SPDR US Small Cap Low Volatility Index ETF made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1290 holding.
Sigma Planning Corp first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q3 2016 and has held it in 21 quarters since.
Sigma Planning Corp's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $2.53M in Q1 2019.
100 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.