Sigma Planning Corp’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Sigma Planning Corp’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$213K	Buy	+1,553	New	+$215K	0.01%	1213
2021 Q2	–	Sell	-4,939	Closed	-$550K	–	1487
2021 Q1	$550K	Sell	4,939 -998	-17%	-$106K	0.02%	731
2020 Q4	$568K	Sell	5,937 -2,853	-32%	-$248K	0.02%	647
2020 Q3	$666K	Sell	8,790 -18,593	-68%	-$1.45M	0.03%	514
2020 Q2	$2.09M	Buy	27,383 +2,595	+10%	+$187K	0.09%	229
2020 Q1	$1.64M	Buy	24,788 +328	+1%	+$29.3K	0.1%	214
2019 Q4	$2.45M	Sell	24,460 -501	-2%	-$49K	0.1%	204
2019 Q3	$2.37M	Buy	24,961 +172	+0.7%	+$16.1K	0.11%	190
2019 Q2	$2.31M	Sell	24,789 -2,910	-11%	-$269K	0.12%	188
2019 Q1	$2.53M	Buy	27,699 +4,485	+19%	+$405K	0.14%	164
2018 Q4	$1.92M	Sell	23,214 -734	-3%	-$66.1K	0.14%	161
2018 Q3	$2.32M	Buy	23,948 +599	+3%	+$58.5K	0.14%	165
2018 Q2	$2.22M	Buy	23,349 +543	+2%	+$50.1K	0.15%	163
2018 Q1	$2.02M	Buy	22,806 +1,127	+5%	+$101K	0.15%	159
2017 Q4	$1.98M	Buy	21,679 +1,033	+5%	+$99.1K	0.15%	167
2017 Q3	$1.98M	Sell	20,646 -21	-0.1%	-$1.93K	0.16%	158
2017 Q2	$1.91M	Buy	20,667 +183	+0.9%	+$16.8K	0.18%	144
2017 Q1	$1.88M	Sell	20,484 -303	-1%	-$27.9K	0.18%	141
2016 Q4	$1.94M	Buy	20,787 +183	+0.9%	+$15.9K	0.21%	115
2016 Q3	$1.69M	Buy	+20,604	New	+$1.68M	0.2%	121

Other funds holding SMLV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Dorval Corp Maple Grove, Minnesota $322M AUM 7.74% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

RCP

Roan Capital Partners Johnson City, Tennessee $121M AUM

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Sigma Planning Corp's SMLV Position: Q1 2026 in Review

Sigma Planning Corp opened a new position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) in Q1 2026: 1,553 shares worth $213K. The stake represents 0.01% of the portfolio and ranks #1213 among its holdings. This is a return to the name: Sigma Planning Corp previously reported a position in SMLV as recently as Q1 2021.

Sigma Planning Corp first reported a position in SMLV in Q3 2016 and has held it in 20 quarters since. The position peaked at $2.53M in Q1 2019. 94 funds tracked by Wall St. Rank hold SMLV as of Q1 2026.

Sigma Planning Corp held 1,553 shares of State Street SPDR US Small Cap Low Volatility Index ETF worth $213K as of Q1 2026.
State Street SPDR US Small Cap Low Volatility Index ETF was a new Sigma Planning Corp position in Q1 2026.
State Street SPDR US Small Cap Low Volatility Index ETF made up 0.01% of Sigma Planning Corp's portfolio in Q1 2026, its #1213 holding.
Sigma Planning Corp first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q3 2016 and has held it in 20 quarters since.
Sigma Planning Corp's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $2.53M in Q1 2019.
94 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.