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State Street SPDR US Small Cap Low Volatility Index ETF

58 hedge funds and large institutions have $71.9M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

7% more funds holding

Funds holding: 5458 (+4)

1.82% more ownership

Funds ownership: 40.49%42.3% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less capital invested

Capital invested by funds: $78.5M → $71.9M (-$6.61M)

Holders
58
Holders Change
+4
Holders Change %
+7.41%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
20
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$17M +$3.95M +43,839 +27%
UCFA
2
United Capital Financial Advisors
Texas
$9.77M +$145K +1,612 +1%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.43M -$2.98M -33,105 -23%
LPL Financial
4
LPL Financial
California
$3.54M -$381K -4,233 -9%
Jane Street
5
Jane Street
New York
$3.12M +$2.69M +29,898 +387%
BBA
6
Braun-Bostich & Associates
Pennsylvania
$2.27M -$89.4K -992 -3%
Morgan Stanley
7
Morgan Stanley
New York
$2.24M -$384K -4,267 -14%
MML Investors Services
8
MML Investors Services
Massachusetts
$2M +$156K +1,737 +8%
RFA
9
Reilly Financial Advisors
California
$1.93M +$93.9K +1,042 +5%
SPC
10
Sigma Planning Corp
Michigan
$1.92M -$66.1K -734 -3%
UBS Group
11
UBS Group
Switzerland
$1.86M -$158K -1,749 -7%
Bank of America
12
Bank of America
North Carolina
$1.67M -$568K -6,301 -24%
CAL
13
Capital Analysts LLC
Pennsylvania
$1.43M +$9.82K +109 +0.6%
PFG
14
Pacific Financial Group
Washington
$1.39M +$1.51M +16,788 New
Axa
15
Axa
France
$1.33M +$143K +1,590 +11%
ACP
16
Arcus Capital Partners
Georgia
$1.06M -$25K -278 -2%
US Bancorp
17
US Bancorp
Minnesota
$957K +$1.03M +11,417 +9,207%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$918K -$8.47K -94 -0.8%
AP
19
Appleton Partners
Massachusetts
$840K -$368K -4,090 -29%
RMA
20
Roffman Miller Associates
Pennsylvania
$723K +$103K +1,142 +15%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$707K +$169K +1,874 +28%
CA
22
Cetera Advisors
Colorado
$456K +$4.32K +48 +0.9%
TFS
23
Thoroughbred Financial Services
Tennessee
$416K +$432K +4,800 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$414K +$140K +1,557 +45%
RCG
25
Ruggie Capital Group
Florida
$388K -$627K -6,965 -60%

SMLV Hedge Fund Activity: Q4 2018 in Review

58 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2018, worth a combined $71.9M — down 8.4% from $78.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMLV positions and 4 closed out — a net gain of 4 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.95M. The largest seller was Envestnet Asset Management, cutting an estimated $2.98M.

  • 58 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2018, up from 54 in Q3 2018.
  • Funds reported $71.9M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2018, down 8.4% quarter-over-quarter.
  • 8 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2018 and 4 closed out, a net change of +4 holders.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2018 was Ameriprise, an estimated $3.95M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2018 was Envestnet Asset Management, an estimated $2.98M sold.

Based on aggregated 13F filings for Q4 2018.