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State Street SPDR US Small Cap Low Volatility Index ETF

27 hedge funds and large institutions have $42M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

12% more capital invested

Capital invested by funds: $37.4M → $42M (+$4.62M)

4% more funds holding

Funds holding: 2627 (+1)

6.4% less ownership

Funds ownership: 69.94%63.54% (-6.4%)

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.39M +$335K +4,364 +4%
UCFA
2
United Capital Financial Advisors
Texas
$8.45M +$2.8M +36,492 +51%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.8M +$2.71M +35,252 +54%
Ameriprise
4
Ameriprise
Minnesota
$6.66M +$1.85M +24,129 +39%
LPL Financial
5
LPL Financial
California
$3.09M -$3.12M -40,557 -50%
Morgan Stanley
6
Morgan Stanley
New York
$1.7M +$468K +6,090 +39%
AWMS
7
Advocacy Wealth Management Services
Georgia
$1.24M -$132K -1,719 -10%
VNA
8
Valley National Advisers
Pennsylvania
$598K +$16.2K +211 +3%
MFS
9
MSI Financial Services
Massachusetts
$514K +$96.4K +1,255 +24%
Bank of America
10
Bank of America
North Carolina
$369K +$322K +4,196 +768%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$318K +$21.2K +276 +7%
CC
12
Courier Capital
New York
$281K +$60.9K +793 +28%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$260K +$12.8K +167 +5%
CAL
14
Capital Analysts LLC
Pennsylvania
$257K +$253K +3,292 New
CA
15
Cetera Advisors
Colorado
$252K +$40.1K +522 +19%
AG
16
Advisor Group
Arizona
$250K +$247K +3,216 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$195K
Axa
18
Axa
France
$157K -$41.5K -540 -21%
Creative Planning
19
Creative Planning
Kansas
$77K +$76.3K +993 New
JP Morgan Chase
20
JP Morgan Chase
New York
$69K
IA
21
IFP Advisors
Florida
$36K +$27.1K +352 +317%
Wells Fargo
22
Wells Fargo
California
$32K
BCI
23
Brinker Capital Investments
Pennsylvania
$23K +$461 +6 +2%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10K +$9.53K +124 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$6K

SMLV Hedge Fund Activity: Q2 2016 in Review

27 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q2 2016, worth a combined $42M — up 12% from $37.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SMLV positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 3 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $2.8M. The largest seller was LPL Financial, cutting an estimated $3.12M.

  • 27 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q2 2016, up from 26 in Q1 2016.
  • Funds reported $42M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q2 2016, up 12% quarter-over-quarter.
  • 4 funds opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q2 2016 and 3 closed out, a net change of +1 holder.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q2 2016 was United Capital Financial Advisors, an estimated $2.8M added.
  • The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q2 2016 was LPL Financial, an estimated $3.12M sold.

Based on aggregated 13F filings for Q2 2016.