Axa’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Axa’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-19,330	Closed	-$1.84M	–	1302
2019 Q3	$1.84M	Buy	19,330 +570	+3%	+$53.4K	0.01%	878
2019 Q2	$1.75M	Buy	18,760 +1,440	+8%	+$133K	0.01%	869
2019 Q1	$1.58M	Buy	17,320 +1,310	+8%	+$118K	0.01%	890
2018 Q4	$1.33M	Buy	16,010 +1,590	+11%	+$143K	0.01%	913
2018 Q3	$1.4M	Buy	14,420 +1,490	+12%	+$146K	0.01%	957
2018 Q2	$1.23M	Buy	12,930 +2,280	+21%	+$210K	﹤0.01%	955
2018 Q1	$945K	Buy	10,650 +670	+7%	+$60.2K	﹤0.01%	1016
2017 Q4	$912K	Sell	9,980 -260	-3%	-$24.9K	﹤0.01%	1031
2017 Q3	$981K	Buy	10,240 +160	+2%	+$14.7K	﹤0.01%	961
2017 Q2	$930K	Hold	10,080	–	–	﹤0.01%	944
2017 Q1	$923K	Buy	+10,080	New	+$927K	﹤0.01%	950
2016 Q3	–	Sell	-2,010	Closed	-$157K	–	1330
2016 Q2	$157K	Sell	2,010 -540	-21%	-$41.5K	﹤0.01%	1194
2016 Q1	$196K	Buy	2,550 +200	+9%	+$14.3K	﹤0.01%	1151
2015 Q4	$175K	Hold	2,350	–	–	﹤0.01%	1193
2015 Q3	$169K	Sell	2,350 -150	-6%	-$11.3K	﹤0.01%	1239
2015 Q2	$193K	Sell	2,500 -780	-24%	-$60.9K	﹤0.01%	1225
2015 Q1	$259K	Sell	3,280 -820	-20%	-$63.3K	﹤0.01%	1214
2014 Q4	$320K	Hold	4,100	–	–	﹤0.01%	1192
2014 Q3	$287K	Buy	4,100 +180	+5%	+$13K	﹤0.01%	1181
2014 Q2	$290K	Buy	3,920 +730	+23%	+$52K	﹤0.01%	1179
2014 Q1	$231K	Hold	3,190	–	–	﹤0.01%	1204
2013 Q4	$226K	Buy	+3,190	New	+$220K	﹤0.01%	1204

Other funds holding SMLV

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

MWM

McNaughton Wealth Management San Diego, California $282M AUM 18.63% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return

Axa's SMLV Position: Q4 2019 in Review

Axa sold out of State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) in Q4 2019, closing a stake of 19,330 shares — an estimated $1.84M sold.

Axa first reported a position in SMLV in Q4 2013 and held it in 22 quarters. The position peaked at $1.84M in Q3 2019. 88 funds tracked by Wall St. Rank hold SMLV as of Q4 2019.

Axa reported no remaining State Street SPDR US Small Cap Low Volatility Index ETF position as of Q4 2019 after selling out during the quarter.
Axa sold 19,330 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q4 2019, an estimated $1.84M.
Axa first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q4 2013 and held it in 22 quarters.
Axa's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $1.84M in Q3 2019.
88 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q4 2019.

Based on Axa's 13F filing for Q4 2019, filed 18 Feb 2020.