State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
10 hedge funds and large institutions have $1.89M invested in State Street SPDR US Small Cap Low Volatility Index ETF in 2013 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 5 reducing their positions, and 2 closing their positions.
9% less funds holding
Funds holding: 11 → 10 (-1)
27.18% less ownership
Funds ownership: 53.78% → 26.6% (-27%)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
65% less capital invested
Capital invested by funds: $5.34M → $1.89M (-$3.45M)
80% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Axa
Paris,
France
|
+$220K |
| 2 |
SG Americas Securities
New York
|
+$14.8K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.58M |
| 2 |
Goldman Sachs
New York
|
-$669K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$375K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$167K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$65.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $802K | -$2.58M | -37,465 | -77% |
|
2
Morgan Stanley
New York
| $303K | -$38.5K | -558 | -12% |
|
|
3
Axa
Paris,
France
| $226K | +$220K | +3,190 | New |
|
|
4
SG Americas Securities
New York
| $221K | +$14.8K | +215 | +7% |
|
|
5
Bank of America
Charlotte,
North Carolina
| $187K | -$167K | -2,415 | -48% |
|
6
Ameriprise
Minneapolis,
Minnesota
| $99K | -$20.7K | -300 | -18% |
|
|
MFS
7
MSI Financial Services
Springfield,
Massachusetts
| $34K | – | – | – |
|
|
AIG
8
American International Group
New York
| $7.09K | – | – | – |
|
|
PAS
9
Partnervest Advisory Services
Santa Barbara,
California
| $4K | – | – | – |
|
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $2K | -$65.9K | -956 | -97% |
|
|
11
Goldman Sachs
New York
| – | -$669K | -10,113 | Closed |
|
|
VKH
12
Virtu KCG Holdings
New York
| – | -$375K | -5,667 | Closed |
|
SMLV Hedge Fund Activity: Q4 2013 in Review
10 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) for Q4 2013, worth a combined $1.89M — down 65% from $5.34M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of SMLV and 1 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 1 added.
The largest buyer was Axa, opening a new position worth an estimated $220K. The largest seller was Susquehanna International Group, cutting an estimated $2.58M.
- 10 institutional investors held State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) as of Q4 2013, down from 11 in Q3 2013.
- Funds reported $1.89M of State Street SPDR US Small Cap Low Volatility Index ETF stock for Q4 2013, down 65% quarter-over-quarter.
- 1 fund opened new State Street SPDR US Small Cap Low Volatility Index ETF positions in Q4 2013 and 2 closed out, a net change of -1 holder.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF buyer in Q4 2013 was Axa, an estimated $220K added.
- The largest State Street SPDR US Small Cap Low Volatility Index ETF seller in Q4 2013 was Susquehanna International Group, an estimated $2.58M sold.
Based on aggregated 13F filings for Q4 2013.